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Regions Financial
RF

Name Holding Trade Value Shares
Change 		Change in
Stake
NIM
701
NuWave Investment Management
New Jersey
$2K -$494K -30,730 -100%
RA
702
Rational Advisors
New York
$2K -$97.5K -6,066 -98%
CHP
703
Cable Hill Partners
Oregon
$2K -$4.71K -293 -69%
MSA
704
Marino Stram & Associates
Massachusetts
$2K -$16 -1 -0.9%
CIR
705
Clear Investment Research
Georgia
$2K – – –
PFGIA
706
Patriot Financial Group Insurance Agency
Massachusetts
$2K – – –
BWM
707
Baystate Wealth Management
Massachusetts
$2K +$32 +2 +2%
MA
708
MUFG Americas
New York
$2K +$1.82K +113 New
CRC
709
Curi RMB Capital
Illinois
$2K +$1.91K +119 New
RCG
710
Ruggie Capital Group
Florida
$2K +$2.01K +125 New
VNA
711
Valley National Advisers
Pennsylvania
$2K +$2.73K +170 New
RCAG
712
Rehmann Capital Advisory Group
Michigan
$1.47K – – –
LWCFA
713
Loring Wolcott & Coolidge Fiduciary Advisors
Massachusetts
$1K – – –
OSNBOA
714
Old Second National Bank of Aurora
Illinois
$1K – – –
PG
715
Proffitt & Goodson
Tennessee
$1K – – –
GWS
716
Glassman Wealth Services
Virginia
$1K +$434 +27 +34%
PCIA
717
Prime Capital Investment Advisors
Kansas
$1K +$1.49K +93 New
QCIG
718
Quad-Cities Investment Group
Iowa
$1K +$1.61K +100 New
CFA
719
Clarfeld Financial Advisors
New York
$1K +$1.67K +104 New
ED
720
Exane Derivatives
France
$80 – – –
MMH
721
Menora Mivtachim Holdings
Israel
– -$50.2M -2,735,950 Closed
CPC
722
Cookson Peirce & Co
Pennsylvania
– -$29.6M -1,611,842 Closed
CCMG
723
Clark Capital Management Group
Pennsylvania
– -$24.4M -1,327,082 Closed
PMAM
724
Picton Mahoney Asset Management
Ontario, Canada
– -$23.3M -1,271,324 Closed
MSR
725
Main Street Research
Connecticut
– -$18.3M -995,966 Closed
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