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RDW

Name Holding Trade Value Shares
Change 		Change in
Stake
CSS
26
Cubist Systematic Strategies
Connecticut
$175K +$190K +18,215 New
Squarepoint
27
Squarepoint
New York
$115K +$124K +11,951 New
S
28
SignatureFD
Georgia
$96K +$104K +10,000 New
Citigroup
29
Citigroup
New York
$22K +$23.9K +2,297 New
UBS Group
30
UBS Group
Switzerland
$16K +$17K +1,631 New
Osaic Holdings
31
Osaic Holdings
Arizona
$12K +$10.4K +1,000 +500%
POIA
32
Pin Oak Investment Advisors
Texas
$12K +$13.3K +1,280 New
Bank of America
33
Bank of America
North Carolina
$8K -$199K -19,121 -96%
Royal Bank of Canada
34
Royal Bank of Canada
Ontario, Canada
$5K -$448 -43 -7%
CAPTRUST Financial Advisors
35
CAPTRUST Financial Advisors
North Carolina
$3K +$2.71K +260 New
WAM
36
Weiss Asset Management
Massachusetts
– -$11.2M -1,081,782 Closed
BCM
37
Beryl Capital Management
California
– -$9.89M -959,694 Closed
UOC
38
UBS O'Connor
Illinois
– -$3.9M -378,308 Closed
CCA
39
Castle Creek Arbitrage
Colorado
– -$3.7M -359,600 Closed
Bank of Montreal
40
Bank of Montreal
Ontario, Canada
– -$3.07M -300,000 Closed
TCM
41
Tenor Capital Management
New York
– -$2.03M -196,875 Closed
OCAM
42
Owl Creek Asset Management
New York
– -$1.93M -187,500 Closed
Hudson Bay Capital Management
43
Hudson Bay Capital Management
Connecticut
– -$1.83M -177,700 Closed
RCM
44
Radcliffe Capital Management
Pennsylvania
– -$1.18M -114,408 Closed
SCM
45
Segantii Capital Management
Hong Kong
– -$1.03M -100,000 Closed
RCM
46
Rivernorth Capital Management
Florida
– -$1.03M -99,996 Closed
CCM
47
Context Capital Management
California
– -$919K -89,163 Closed
KPF
48
K2 Principal Fund
Ontario, Canada
– -$840K -81,433 Closed
MF
49
Magnetar Financial
Illinois
– -$521K -50,562 Closed
AA
50
AQR Arbitrage
Connecticut
– -$437K -42,408 Closed
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