|
101
|
UBS Group
Zurich,
Switzerland
|
–
|
-$40M
|
-1,056,058
|
Closed
|
|
|
102
|
Cambridge Investment Research Advisors
Fairfield,
Iowa
|
–
|
-$12.6M
|
-331,687
|
Closed
|
|
|
103
|
Epstein & White Financial
San Diego,
California
|
–
|
-$3.07M
|
-81,084
|
Closed
|
|
|
104
|
Arete Wealth Advisors
Chicago,
Illinois
|
–
|
-$1.82M
|
-47,923
|
Closed
|
|
|
105
|
Thoroughbred Financial Services
Brentwood,
Tennessee
|
–
|
-$1.4M
|
-37,045
|
Closed
|
|
|
106
|
Avidian Wealth Enterprises
Houston,
Texas
|
–
|
-$1.24M
|
-32,695
|
Closed
|
|
|
107
|
V Wealth Advisors
Overland Park,
Kansas
|
–
|
-$1.08M
|
-27,845
|
Closed
|
|
|
108
|
Dana Investment Advisors
Waukesha,
Wisconsin
|
–
|
-$694K
|
-18,323
|
Closed
|
|
|
109
|
Meridian Wealth Management
Lexington,
Kentucky
|
–
|
-$423K
|
-11,175
|
Closed
|
|
|
110
|
RFG Advisory
Birmingham,
Alabama
|
–
|
-$421K
|
-11,134
|
Closed
|
|
|
111
|
B. Riley Wealth Management
Memphis,
Tennessee
|
–
|
-$390K
|
-10,300
|
Closed
|
|
|
112
|
Koshinski Asset Management
Decatur,
Illinois
|
–
|
-$325K
|
-8,572
|
Closed
|
|
|
113
|
Bank of New York Mellon
New York
|
–
|
-$303K
|
-8,000
|
Closed
|
|
|
114
|
Mariner
Overland Park,
Kansas
|
–
|
-$303K
|
-8,000
|
Closed
|
|
|
115
|
Centric Wealth Management
Chicago,
Illinois
|
–
|
-$204K
|
-5,386
|
Closed
|
|
|
116
|
Bessemer Group
Woodbridge,
New Jersey
|
–
|
-$93K
|
-2,442
|
Closed
|
|
|
117
|
SeaCrest Wealth Management
Purchase,
New York
|
–
|
-$38K
|
-1,000
|
Closed
|
|
|
118
|
Hirtle Callaghan & Co
West Conshohocken,
Pennsylvania
|
–
|
-$3K
|
-80
|
Closed
|
|
|
119
|
Capital Investment Advisory Services
Raleigh,
North Carolina
|
–
|
-$2K
|
-41
|
Closed
|
|
