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Rocky Brands
RCKY

47 hedge funds and large institutions have $55.8M invested in Rocky Brands in 2013 Q4 according to their latest regulatory filings, with 6 funds opening new positions, 16 increasing their positions, 14 reducing their positions, and 7 closing their positions.

New
Increased
Maintained
Reduced
Closed

14% more repeat investments, than reductions

Existing positions increased: 16 | Existing positions reduced: 14

2% less funds holding

Funds holding: 48 → 47 (-1)

14% less first-time investments, than exits

New positions opened: 6 | Existing positions closed: 7

15% less capital invested

Capital invested by funds: $65.8M → $55.8M (-$10M)

50% less funds holding in top 10

Funds holding in top 10: 2 → 1 (-1)

Holders
47
Holders Change
-1
Holders Change %
-2.08%
% of All Funds
1.36%
Holding in Top 10
1
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-50%
% of All Funds
0.03%
New
6
Increased
16
Reduced
14
Closed
7
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

Rank Fund Capital Flow
1
KG
Killen Group
Pennsylvania
+$2.23M
2
SCM
Signia Capital Management
Washington
+$765K
3
Bank of New York Mellon
Bank of New York Mellon
New York
+$442K
4
TAM
THB Asset Management
Connecticut
+$300K
5
JIR
James Investment Research
Ohio
+$231K

Top Sellers

Rank Fund Capital Flow
1
KCM
Kennedy Capital Management
Missouri
-$2.23M
2
EI
EAM Investors
California
-$1.59M
3
Allianz Asset Management
Allianz Asset Management
Germany
-$739K
4
Franklin Resources
Franklin Resources
California
-$605K
5
PPA
Parametric Portfolio Associates
Washington
-$275K
Name Holding Trade Value Shares
Change 		Change in
Stake
Royal Bank of Canada
26
Royal Bank of Canada
Ontario, Canada
$517K -$78.6K -4,800 -12%
BFA
27
BlackRock Fund Advisors
California
$331K -$7.52K -459 -2%
WCM
28
Wedge Capital Management
North Carolina
$298K +$77K +4,700 +30%
Invesco
29
Invesco
Georgia
$297K -$606 -37 -0.2%
NTCOC
30
Northern Trust Company of Connecticut
Connecticut
$283K – – –
Northern Trust
31
Northern Trust
Illinois
$260K +$868 +53 +0.3%
Geode Capital Management
32
Geode Capital Management
Massachusetts
$246K – – –
Morgan Stanley
33
Morgan Stanley
New York
$166K +$187K +11,390 New
BGIM
34
Brandywine Global Investment Management
Pennsylvania
$91K -$13.1K -800 -11%
Deutsche Bank
35
Deutsche Bank
Germany
$91K – – –
AC
36
Alexandria Capital
Virginia
$33K – – –
BA
37
BlackRock Advisors
Delaware
$19K – – –
TRCT
38
Tower Research Capital (TRC)
New York
$18K +$15.1K +919 +308%
NFA
39
Nationwide Fund Advisors
Ohio
$14K – – –
Bank of America
40
Bank of America
North Carolina
$8K +$8.63K +527 New
CEMP
41
Compass Efficient Model Portfolios
Tennessee
$5K – – –
TWA
42
TCI Wealth Advisors
Arizona
$3K +$16 +1 +0.5%
AllianceBernstein
43
AllianceBernstein
Tennessee
$2K – – –
OSAM
44
O'Shaughnessy Asset Management
Connecticut
$2K +$246 +15 +14%
HF
45
Hoxton Financial
West Virginia
$2K +$1.95K +119 New
BNP Paribas Financial Markets
46
BNP Paribas Financial Markets
France
$525 +$590 +36 New
Manulife (Manufacturers Life Insurance)
47
Manulife (Manufacturers Life Insurance)
Ontario, Canada
$7 +$1.74K +106 +28%
EI
48
EAM Investors
California
– -$1.59M -91,512 Closed
PPA
49
Parametric Portfolio Associates
Washington
– -$275K -15,795 Closed
OAM
50
Oberweis Asset Management
Illinois
– -$265K -15,200 Closed
1
2
3

RCKY Hedge Fund Activity: Q4 2013 in Review

47 of the 3,445 institutional investors tracked by Wall St. Rank reported a position in Rocky Brands (RCKY) for Q4 2013, worth a combined $55.8M — down 15% from $65.8M a quarter earlier.

Sellers outnumbered buyers: 7 funds closed out of RCKY and 6 opened new positions — a net loss of 1 holder — while 14 trimmed existing stakes and 16 added.

The largest buyer was Killen Group, opening a new position worth an estimated $2.23M. The largest seller was Kennedy Capital Management, cutting an estimated $2.23M.

  • 47 institutional investors held Rocky Brands (RCKY) as of Q4 2013, down from 48 in Q3 2013.
  • Funds reported $55.8M of Rocky Brands stock for Q4 2013, down 15% quarter-over-quarter.
  • 6 funds opened new Rocky Brands positions in Q4 2013 and 7 closed out, a net change of -1 holder.
  • The largest Rocky Brands buyer in Q4 2013 was Killen Group, an estimated $2.23M added.
  • The largest Rocky Brands seller in Q4 2013 was Kennedy Capital Management, an estimated $2.23M sold.

Based on aggregated 13F filings for Q4 2013.