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Rocket Pharmaceuticals
RCKT

Name Holding Trade Value Shares
Change 		Change in
Stake
JP Morgan Chase
26
JP Morgan Chase
New York
$18.4M -$1.87M -65,816 -9%
Russell Investments Group
27
Russell Investments Group
United Kingdom
$18.2M +$762K +26,823 +4%
TCM
28
Tang Capital Management
California
$17.8M +$11.6M +410,000 +164%
Northern Trust
29
Northern Trust
Illinois
$16.4M -$530K -18,668 -3%
Fidelity Investments
30
Fidelity Investments
Massachusetts
$15.5M +$1.34M +47,171 +9%
Comerica Bank
31
Comerica Bank
Texas
$14.4M -$668K -23,500 -4%
Charles Schwab
32
Charles Schwab
California
$14.3M +$202K +7,111 +1%
UBS Group
33
UBS Group
Switzerland
$13.7M +$13.2M +466,150 +1,089%
EAM
34
Eventide Asset Management
Massachusetts
$13.2M – – –
Goldman Sachs
35
Goldman Sachs
New York
$11.6M -$4.65M -163,790 -28%
MCM
36
M28 Capital Management
Connecticut
$10.4M -$3.91M -137,600 -26%
Rafferty Asset Management
37
Rafferty Asset Management
New York
$8.86M +$3.42M +120,538 +58%
ACP
38
Acuta Capital Partners
California
$8.8M -$1.11M -39,228 -11%
CAM
39
Cormorant Asset Management
Massachusetts
$8.08M -$4.26M -150,000 -33%
WCM Investment Management
40
WCM Investment Management
California
$8.02M +$46.7K +1,645 +0.6%
IC
41
Ikarian Capital
Texas
$8M +$1.63M +57,370 +24%
Citigroup
42
Citigroup
New York
$7.68M +$5.54M +194,889 +216%
Schroder Investment Management Group
43
Schroder Investment Management Group
United Kingdom
$7.43M +$3.4M +119,720 +77%
FTM
44
First Turn Management
California
$6.76M +$7.13M +250,870 New
PFM
45
Privium Fund Management
Netherlands
$6.33M +$56.8K +2,000 +0.9%
HWAM
46
Hennion & Walsh Asset Management
New Jersey
$6.23M +$1.08M +37,937 +20%
GC
47
GMT Capital
Georgia
$6.2M -$2.17M -76,500 -25%
Bank of New York Mellon
48
Bank of New York Mellon
New York
$5.86M -$430K -15,134 -7%
SFM
49
Sphera Funds Management
Israel
$4.95M -$201K -7,061 -4%
Mirae Asset Global Investments
50
Mirae Asset Global Investments
South Korea
$4.91M +$3.67M +129,358 +75%
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