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Rocket Pharmaceuticals
RCKT

Name Holding Trade Value Shares
Change 		Change in
Stake
Geode Capital Management
26
Geode Capital Management
Massachusetts
$1.51M +$1.31M +80,478 New
PVI
27
Pura Vida Investments
New York
$1.34M +$1.17M +71,459 New
BCM
28
BlueCrest Capital Management
Jersey
$1.11M +$970K +59,456 New
Millennium Management
29
Millennium Management
New York
$1.04M +$905K +55,506 New
TEE
30
Tibra Equities Europe
United Kingdom
$885K +$770K +47,198 New
OAM
31
Oxford Asset Management
United Kingdom
$870K +$756K +46,381 New
ECM
32
Element Capital Management
New York
$849K +$739K +45,298 New
Barclays
33
Barclays
United Kingdom
$677K +$481K +29,474 +445%
Northern Trust
34
Northern Trust
Illinois
$620K +$257K +15,763 +91%
SSA
35
Schonfeld Strategic Advisors
New York
$459K +$399K +24,460 New
TD Asset Management
36
TD Asset Management
Ontario, Canada
$379K +$329K +20,195 New
BFM
37
Boothbay Fund Management
New York
$357K +$310K +19,032 New
Morgan Stanley
38
Morgan Stanley
New York
$343K +$278K +17,022 +1,362%
MPAM
39
Monarch Partners Asset Management
Massachusetts
$281K +$244K +14,982 New
AAP
40
Ardsley Advisory Partners
Connecticut
$281K +$245K +15,000 New
Bank of New York Mellon
41
Bank of New York Mellon
New York
$208K +$105K +6,409 +137%
Bank of America
42
Bank of America
North Carolina
$144K +$125K +7,673 New
Bank of Montreal
43
Bank of Montreal
Ontario, Canada
$130K +$114K +6,968 New
Deutsche Bank
44
Deutsche Bank
Germany
$76K +$48.9K +3,000 +270%
PAM
45
Panagora Asset Management
Massachusetts
$59K +$51.4K +3,151 New
Royal Bank of Canada
46
Royal Bank of Canada
Ontario, Canada
$45K +$39K +2,394 New
UBS Group
47
UBS Group
Switzerland
$29K +$25.7K +1,578 New
Manulife (Manufacturers Life Insurance)
48
Manulife (Manufacturers Life Insurance)
Ontario, Canada
$20K +$17.7K +1,086 New
TRCT
49
Tower Research Capital (TRC)
New York
$12K +$10.6K +652 New
CHP
50
Cable Hill Partners
Oregon
$7K +$8.15K +500 New
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