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Rocket Pharmaceuticals

126 hedge funds and large institutions have $1.26B invested in Rocket Pharmaceuticals in 2020 Q3 according to their latest regulatory filings, with 20 funds opening new positions, 41 increasing their positions, 44 reducing their positions, and 12 closing their positions.

New
Increased
Maintained
Reduced
Closed

800% more call options, than puts

Call options by funds: $882K | Put options by funds: $98K

67% more first-time investments, than exits

New positions opened: 20 | Existing positions closed: 12

11% more capital invested

Capital invested by funds: $1.14B → $1.26B (+$123M)

6% more funds holding

Funds holding: 119126 (+7)

1.77% more ownership

Funds ownership: 98.35%100.12% (+1.8%)

0% more funds holding in top 10

Funds holding in top 10: 33 (0)

7% less repeat investments, than reductions

Existing positions increased: 41 | Existing positions reduced: 44

Holders
126
Holders Change
+7
Holders Change %
+5.88%
% of All Funds
2.54%
Holding in Top 10
3
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.06%
New
20
Increased
41
Reduced
44
Closed
12
Calls
$882K
Puts
$98K
Net Calls
+$784K
Net Calls Change
-$499K
Name Holding Trade Value Shares
Change
Change in
Stake
GTC
26
Ghost Tree Capital
New York
$9.14M -$6.16M -250,000 -38%
Assenagon Asset Management
27
Assenagon Asset Management
Luxembourg
$7.88M -$3.64M -147,637 -30%
Dimensional Fund Advisors
28
Dimensional Fund Advisors
Texas
$7.84M +$76.5K +3,104 +0.9%
N
29
Nuveen
North Carolina
$6.42M -$2.08M -84,567 -23%
Deutsche Bank
30
Deutsche Bank
Germany
$6.34M +$6.04M +244,942 +757%
PI
31
Putnam Investments
Massachusetts
$6.03M -$3.94M -159,995 -38%
O
32
OrbiMed
New York
$5.79M -$3.19M -129,292 -34%
Charles Schwab
33
Charles Schwab
California
$5.36M +$60.3K +2,449 +1%
SFM
34
Sphera Funds Management
Israel
$5.21M -$2.76M -112,000 -33%
JP Morgan Chase
35
JP Morgan Chase
New York
$5.05M +$1.14M +46,153 +27%
D.E. Shaw & Co
36
D.E. Shaw & Co
New York
$5.03M -$156K -6,323 -3%
Axa
37
Axa
France
$4.85M -$55.1K -2,238 -1%
VOYA Investment Management
38
VOYA Investment Management
Georgia
$4.82M +$363K +14,712 +8%
Federated Hermes
39
Federated Hermes
Pennsylvania
$4.43M +$4.77M +193,626 New
DP
40
DSAM Partners
United Kingdom
$4.11M +$4.43M +179,630 New
OCM
41
Osterweis Capital Management
California
$3.07M +$3.31M +134,310 New
Bank of New York Mellon
42
Bank of New York Mellon
New York
$2.93M -$49.4K -2,003 -2%
SB
43
Samsara BioCapital
California
$2.28M -$950K -38,554 -28%
Barclays
44
Barclays
United Kingdom
$2.25M +$865K +35,122 +56%
Allianz Asset Management
45
Allianz Asset Management
Germany
$1.93M -$209K -8,487 -9%
LCG
46
Lisanti Capital Growth
New York
$1.9M +$2.05M +83,008 New
Janus Henderson Group
47
Janus Henderson Group
United Kingdom
$1.79M +$116K +4,698 +6%
California Public Employees Retirement System
48
California Public Employees Retirement System
California
$1.79M +$71.3K +2,893 +4%
DekaBank Deutsche Girozentrale
49
DekaBank Deutsche Girozentrale
Germany
$1.68M +$1.82M +73,700 New
AA
50
ALPS Advisors
Colorado
$1.61M -$120K -4,865 -6%

RCKT Hedge Fund Activity: Q3 2020 in Review

126 of the 4,956 institutional investors tracked by Wall St. Rank reported a position in Rocket Pharmaceuticals (RCKT) for Q3 2020, worth a combined $1.26B — up 11% from $1.14B a quarter earlier.

Buyers outnumbered sellers: 20 funds opened new RCKT positions and 12 closed out — a net gain of 8 holders — while 41 added to existing stakes and 44 trimmed.

The largest buyer was T. Rowe Price Associates, adding an estimated $23.4M. The largest seller was Ghost Tree Capital, cutting an estimated $6.16M.

  • 126 institutional investors held Rocket Pharmaceuticals (RCKT) as of Q3 2020, up from 119 in Q2 2020.
  • Funds reported $1.26B of Rocket Pharmaceuticals stock for Q3 2020, up 11% quarter-over-quarter.
  • 20 funds opened new Rocket Pharmaceuticals positions in Q3 2020 and 12 closed out, a net change of +8 holders.
  • The largest Rocket Pharmaceuticals buyer in Q3 2020 was T. Rowe Price Associates, an estimated $23.4M added.
  • The largest Rocket Pharmaceuticals seller in Q3 2020 was Ghost Tree Capital, an estimated $6.16M sold.

Based on aggregated 13F filings for Q3 2020.