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Red Cat Holdings
RCAT

Name Holding Trade Value Shares
Change 		Change in
Stake
FWM
226
Forefront Wealth Management
Pennsylvania
– -$300K -29,000 Closed
FWP
227
Forefront Wealth Partners
Texas
– -$300K -29,000 Closed
SEI Investments
228
SEI Investments
Pennsylvania
– -$275K -26,546 Closed
RMC
229
Ring Mountain Capital
California
– -$240K -23,186 Closed
Truist Financial
230
Truist Financial
North Carolina
– -$238K -23,000 Closed
WAM
231
Werlinich Asset Management
Connecticut
– -$228K -22,060 Closed
RA
232
Resolute Advisors
California
– -$214K -20,699 Closed
Tidal Investments
233
Tidal Investments
Wisconsin
– -$202K -19,502 Closed
Zurich Cantonal Bank
234
Zurich Cantonal Bank
Switzerland
– -$172K -18,020 Closed
ACM
235
Aster Capital Management
United Arab Emirates
– -$171K -16,534 Closed
U.S. Capital Wealth Advisors
236
U.S. Capital Wealth Advisors
Texas
– -$116K -11,250 Closed
Teacher Retirement System of Texas
237
Teacher Retirement System of Texas
Texas
– -$113K -10,957 Closed
Prudential Financial
238
Prudential Financial
New Jersey
– -$107K -10,315 Closed
STRS Ohio
239
STRS Ohio
Ohio
– -$102K -9,900 Closed
RFP
240
Root Financial Partners
California
– -$51.8K -5,000 Closed
TD Waterhouse Canada
241
TD Waterhouse Canada
Ontario, Canada
– -$52.3K -5,000 Closed
Global Retirement Partners
242
Global Retirement Partners
California
– -$36.2K -3,500 Closed
NS
243
NBC Securities
Alabama
– -$6.59K -637 Closed
BWM
244
Bullock Wealth Management
Indiana
– -$6.15K -587 Closed
Geneos Wealth Management
245
Geneos Wealth Management
Colorado
– -$4.42K -427 Closed
AP
246
Aspect Partners
Virginia
– -$2.85K -275 Closed
Mather Group
247
Mather Group
Illinois
– -$2.59K -250 Closed
NC
248
North Capital
Utah
– -$1.03K -100 Closed
VNA
249
Valley National Advisers
Pennsylvania
– -$1K -100 Closed
ICM
250
Islay Capital Management
Texas
– -$621 -60 Closed
7 8 9
10
11