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Nuveen NASDAQ 100 Dynamic Overwrite Fund

Name Holding Trade Value Shares
Change
Change in
Stake
SQA
101
Simon Quick Advisors
New Jersey
$8K +$8K +300 New
PGAM
102
Princeton Global Asset Management
New Jersey
$7K +$7.2K +270 New
VFA
103
Valeo Financial Advisors
Indiana
$5K
CAC
104
Certified Advisory Corp
Florida
$5K +$5.33K +200 New
PFGIA
105
Patriot Financial Group Insurance Agency
Massachusetts
$3K
MF
106
Manchester Financial
California
$1K +$27 +1 +2%
SIS
107
Sound Income Strategies
Florida
$516 +$507 +19 New
SFS
108
Shaker Financial Services
Virginia
-$3.5M -134,712 Closed
Cohen & Steers
109
Cohen & Steers
New York
-$1.92M -73,989 Closed
OC
110
Oppenheimer & Co
New York
-$1.29M -49,472 Closed
KWM
111
Kingsview Wealth Management
Oregon
-$352K -13,524 Closed
Millennium Management
112
Millennium Management
New York
-$336K -12,900 Closed
KAS
113
Kestra Advisory Services
Texas
-$330K -12,680 Closed
TF
114
TIAA FSB
Florida
-$282K -10,828 Closed
SS
115
Simplicity Solutions
Minnesota
-$221K -8,485 Closed
WAM
116
Wolverine Asset Management
Illinois
-$163K -6,273 Closed
1CP
117
1607 Capital Partners
Virginia
-$157K -6,047 Closed
PWM
118
Perigon Wealth Management
California
-$78K -3,000 Closed
FFG
119
Fortem Financial Group
California
-$34K -1,312 Closed
FCH
120
Freestone Capital Holdings
Washington
-$32.5K -1,250 Closed
ASN
121
Advisory Services Network
Georgia
-$21K -792 Closed
LFG
122
Larson Financial Group
Missouri
-$17K -645 Closed
AWG
123
Altus Wealth Group
Colorado
-$13K -486 Closed
BWA
124
BDO Wealth Advisors
Florida
-$8K -300 Closed
RIA
125
RPG Investment Advisory
California
-$8K -300 Closed