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Nuveen NASDAQ 100 Dynamic Overwrite Fund

Name Holding Trade Value Shares
Change
Change in
Stake
Simon Quick Advisors
101
Simon Quick Advisors
New Jersey
$8K +$8K +300 New
PGAM
102
Princeton Global Asset Management
New Jersey
$7K +$7.2K +270 New
Valeo Financial Advisors
103
Valeo Financial Advisors
Indiana
$5K – – –
CAC
104
Certified Advisory Corp
Florida
$5K +$5.33K +200 New
PFGIA
105
Patriot Financial Group Insurance Agency
Massachusetts
$3K – – –
MF
106
Manchester Financial
California
$1K +$27 +1 +2%
SIS
107
Sound Income Strategies
Florida
$516 +$507 +19 New
SFS
108
Shaker Financial Services
Virginia
– -$3.5M -134,712 Closed
Cohen & Steers
109
Cohen & Steers
New York
– -$1.92M -73,989 Closed
Oppenheimer & Co
110
Oppenheimer & Co
New York
– -$1.29M -49,472 Closed
Kingsview Wealth Management
111
Kingsview Wealth Management
Oregon
– -$352K -13,524 Closed
Millennium Management
112
Millennium Management
New York
– -$336K -12,900 Closed
Kestra Advisory Services
113
Kestra Advisory Services
Texas
– -$330K -12,680 Closed
TIAA FSB
114
TIAA FSB
Florida
– -$282K -10,828 Closed
Simplicity Solutions
115
Simplicity Solutions
Minnesota
– -$221K -8,485 Closed
Wolverine Asset Management
116
Wolverine Asset Management
Illinois
– -$163K -6,273 Closed
1CP
117
1607 Capital Partners
Virginia
– -$157K -6,047 Closed
Perigon Wealth Management
118
Perigon Wealth Management
California
– -$78K -3,000 Closed
FFG
119
Fortem Financial Group
California
– -$34K -1,312 Closed
Freestone Capital Holdings
120
Freestone Capital Holdings
Washington
– -$32.5K -1,250 Closed
Advisory Services Network
121
Advisory Services Network
Georgia
– -$21K -792 Closed
Larson Financial Group
122
Larson Financial Group
Missouri
– -$17K -645 Closed
AWG
123
Altus Wealth Group
Colorado
– -$13K -486 Closed
BWA
124
BDO Wealth Advisors
Florida
– -$8K -300 Closed
RIA
125
RPG Investment Advisory
California
– -$8K -300 Closed