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Nuveen NASDAQ 100 Dynamic Overwrite Fund

Name Holding Trade Value Shares
Change
Change in
Stake
PCG
76
Private Capital Group
Connecticut
$10K
PWMG
77
Prestige Wealth Management Group
New Jersey
$10K +$11K +500 New
Bank of Montreal
78
Bank of Montreal
Ontario, Canada
$8K -$8.84K -400 -50%
SF
79
Synovus Financial
Georgia
$8K
IFAM
80
Institutional & Family Asset Management
Colorado
$6K -$8.84K -400 -57%
AC
81
Avestar Capital
New York
$5K
WWM
82
Willingdon Wealth Management
North Carolina
$5K
ASN
83
Advisory Services Network
Georgia
$5K +$88 +4 +2%
VFA
84
Valeo Financial Advisors
Indiana
$4K -$663 -30 -13%
BCM
85
Blume Capital Management
California
$4K
PFGIA
86
Patriot Financial Group Insurance Agency
Massachusetts
$4K
WCM
87
Whitener Capital Management
North Carolina
$3K
CB
88
Community Bank
New York
$2K
RJFSA
89
Raymond James Financial Services Advisors
Florida
-$5.43M -225,871 Closed
SFS
90
Shaker Financial Services
Virginia
-$4.04M -167,978 Closed
NMC
91
Nine Masts Capital
Hong Kong
-$3.02M -125,700 Closed
DA
92
Doliver Advisors
Texas
-$1.87M -77,932 Closed
Millennium Management
93
Millennium Management
New York
-$1.06M -44,166 Closed
Northwestern Mutual Wealth Management
94
Northwestern Mutual Wealth Management
Wisconsin
-$538K -22,389 Closed
QCMA
95
Quad Capital Management Advisors
New York
-$499K -20,760 Closed
FAM
96
Formidable Asset Management
Ohio
-$314K -12,840 Closed
GAM
97
Griffin Asset Management
New York
-$225K -9,355 Closed
FIA
98
FNY Investment Advisers
New York
-$212K -8,849 Closed
SPIA
99
Steward Partners Investment Advisory
New York
-$130K -5,404 Closed
CPIG
100
Chicago Partners Investment Group
Illinois
-$22K -1,000 Closed