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Nuveen NASDAQ 100 Dynamic Overwrite Fund

Name Holding Trade Value Shares
Change
Change in
Stake
BNP Paribas Financial Markets
51
BNP Paribas Financial Markets
France
-$344K -18,332 Closed
HighTower Advisors
52
HighTower Advisors
Illinois
-$209K -11,161 Closed
CA
53
Cetera Advisors
Colorado
-$202K -10,732 Closed
CCA
54
Catalyst Capital Advisors
New York
-$76K -4,050 Closed
Creative Planning
55
Creative Planning
Kansas
-$33K -1,755 Closed
GI
56
Gradient Investments
Minnesota
-$19K -1,010 Closed
TRCT
57
Tower Research Capital (TRC)
New York
-$8K -425 Closed
ASN
58
Advisory Services Network
Georgia
-$7K -400 Closed
MA
59
MUFG Americas
New York
-$3K -180 Closed