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Nuveen NASDAQ 100 Dynamic Overwrite Fund

Name Holding Trade Value Shares
Change
Change in
Stake
ALIONA
26
Allianz Life Insurance of North America
Minnesota
$668K +$140K +5,297 +25%
Northwestern Mutual Wealth Management
27
Northwestern Mutual Wealth Management
Wisconsin
$586K +$93K +3,528 +19%
SFM
28
Signet Financial Management
New Jersey
$571K -$74.3K -2,820 -11%
GW
29
GW & Wade
Massachusetts
$568K -$36.8K -1,395 -6%
SWP
30
Stratos Wealth Partners
Ohio
$557K -$51.5K -1,955 -8%
AG
31
Advisor Group
Arizona
$544K -$49K -1,858 -8%
Citigroup
32
Citigroup
New York
$454K +$233K +8,828 +103%
HighTower Advisors
33
HighTower Advisors
Illinois
$418K +$421K +15,961 New
NMC
34
Nine Masts Capital
Hong Kong
$414K +$416K +15,800 New
WS
35
Wedbush Securities
California
$404K +$137K +5,210 +51%
Creative Planning
36
Creative Planning
Kansas
$337K +$14.5K +551 +4%
SB
37
Suntrust Banks
Georgia
$318K +$108K +4,083 +39%
IA
38
IFP Advisors
Florida
$300K +$251K +9,528 +493%
SI
39
Stephens Inc
Arkansas
$273K +$422 +16 +0.2%
ANBT
40
American National Bank & Trust
Texas
$262K
GAM
41
Griffin Asset Management
New York
$245K
Cambridge Investment Research Advisors
42
Cambridge Investment Research Advisors
Iowa
$218K +$220K +8,343 New
Stifel Financial
43
Stifel Financial
Missouri
$211K +$213K +8,099 New
JCM
44
Jacobi Capital Management
Pennsylvania
$202K +$9.88K +375 +5%
FHA
45
Flagship Harbor Advisors
Massachusetts
$167K +$169K +6,412 New
IFAM
46
Institutional & Family Asset Management
Colorado
$139K +$140K +5,300 New
APA
47
American Portfolios Advisors
New York
$126K +$127K +4,814 New
BCA
48
Bay Colony Advisors
Massachusetts
$107K +$108K +4,087 New
SPIA
49
Steward Partners Investment Advisory
New York
$106K +$923 +35 +0.9%
AF
50
Allworth Financial
California
$94K