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Name Holding Trade Value Shares
Change
Change in
Stake
SIC
401
SJS Investment Consulting
Ohio
$916 +$144 +1 +20%
RFG
402
RFP Financial Group
Georgia
$915 – – –
TAM
403
Tucker Asset Management
Colorado
$915 – – –
AF
404
Advisornet Financial
Minnesota
$915 +$144 +1 +20%
BIA
405
Bell Investment Advisors
California
$763 – – –
CWC
406
Carolinas Wealth Consulting
North Carolina
$442 -$144 -1 -25%
AssetMark Inc
407
AssetMark Inc
California
$153 +$144 +1 New
T
408
TCWP
Ohio
– -$5.64M -43,631 Closed
Capital Fund Management (CFM)
409
Capital Fund Management (CFM)
France
– -$4.11M -31,786 Closed
VIA
410
Vident Investment Advisory
Georgia
– -$3.67M -28,402 Closed
SSA
411
Schonfeld Strategic Advisors
New York
– -$2.63M -20,373 Closed
JFG
412
Jefferies Financial Group
New York
– -$1.95M -15,075 Closed
SWA
413
Stratos Wealth Advisors
Ohio
– -$1.14M -8,864 Closed
PP
414
Prudential plc
United Kingdom
– -$1.1M -8,545 Closed
E
415
Ergoteles
New York
– -$1.03M -7,971 Closed
CIC
416
Cornercap Investment Counsel
Georgia
– -$1.03M -7,937 Closed
DTL
417
Dynamic Technology Lab
Singapore
– -$896K -6,940 Closed
HIIFS
418
Harel Insurance Investments & Financial Services
Israel
– -$944K -6,562 -100%
NRD
419
Nebula Research & Development
New York
– -$603K -4,672 Closed
CANY
420
Caxton Associates (New York)
New York
– -$473K -3,660 Closed
HF
421
HRT Financial
New York
– -$447K -3,465 Closed
AG
422
AIA Group
Hong Kong
– -$330K -2,555 Closed
IFU
423
iSAM Funds (UK)
United Kingdom
– -$322K -2,492 Closed
CIM
424
CIM Investment Management
Pennsylvania
– -$304K -2,354 Closed
CC
425
Centiva Capital
New York
– -$245K -1,900 Closed