|
1101
|
Barings
Charlotte,
North Carolina
|
–
|
-$301K
|
-1,653
|
Closed
|
|
|
1102
|
Engine No 1 LLC
San Francisco,
California
|
–
|
-$282K
|
-1,552
|
Closed
|
|
|
1103
|
Golden State Wealth Management
Santa Ana,
California
|
–
|
-$249K
|
-1,367
|
Closed
|
|
|
1104
|
Stock Yards Bank & Trust
Louisville,
Kentucky
|
–
|
-$230K
|
-1,267
|
Closed
|
|
|
1105
|
Tatro Capital
Lexington,
Kentucky
|
–
|
-$218K
|
-1,197
|
Closed
|
|
|
1106
|
Hancock Whitney Investment Services
New Orleans,
Louisiana
|
–
|
-$212K
|
-1,183
|
Closed
|
|
|
1107
|
Astoria Portfolio Advisors
New York
|
–
|
-$214K
|
-1,178
|
Closed
|
|
|
1108
|
Riverwater Partners
Milwaukee,
Wisconsin
|
–
|
-$207K
|
-1,140
|
Closed
|
|
|
1109
|
NorthRock Partners
Minneapolis,
Minnesota
|
–
|
-$200K
|
-1,101
|
Closed
|
|
|
1110
|
People's United Financial
Bridgeport,
Connecticut
|
–
|
-$200K
|
-1,099
|
Closed
|
|
|
1111
|
Healthcare of Ontario Pension Plan (HOOPP) Trust Fund
Toronto,
Ontario, Canada
|
–
|
-$136K
|
-750
|
Closed
|
|
|
1112
|
Sirios Capital Management
Boston,
Massachusetts
|
–
|
-$109K
|
-597
|
Closed
|
|
|
1113
|
Optimum Investment Advisors
Chicago,
Illinois
|
–
|
-$45K
|
-245
|
Closed
|
|
|
1114
|
Manchester Capital Management
Manchester,
Vermont
|
–
|
-$41K
|
-225
|
Closed
|
|
|
1115
|
Credit Agricole
Montrouge Cedex,
France
|
–
|
-$40K
|
-222
|
Closed
|
|
|
1116
|
Old North State Trust
Greensboro,
North Carolina
|
–
|
-$26K
|
-145
|
Closed
|
|
|
1117
|
Amplius Wealth Advisors
Blue Bell,
Pennsylvania
|
–
|
-$24K
|
-137
|
Closed
|
|
|
1118
|
Equitec Proprietary Markets
Chicago,
Illinois
|
–
|
-$22K
|
-119
|
Closed
|
|
|
1119
|
Signet Financial Management
Parsippany,
New Jersey
|
–
|
-$18K
|
-97
|
Closed
|
|
|
1120
|
Eagle Bay Advisors
New York
|
–
|
-$12K
|
-67
|
Closed
|
|
|
1121
|
Shore Point Advisors
Brielle,
New Jersey
|
–
|
-$11K
|
-58
|
Closed
|
|
|
1122
|
AssetMark Inc
Concord,
California
|
–
|
-$9K
|
-50
|
Closed
|
|
|
1123
|
Retirement Planning Company of New England
Warwick,
Rhode Island
|
–
|
-$4K
|
-26
|
Closed
|
|
|
1124
|
IronBridge Private Wealth
Austin,
Texas
|
–
|
-$5K
|
-25
|
Closed
|
|
|
1125
|
Stephens Consulting
Flint,
Michigan
|
–
|
-$4.37K
|
-24
|
Closed
|
|
