|
1251
|
M Holdings Securities
Portland,
Oregon
|
–
|
-$385K
|
-1,515
|
Closed
|
|
|
1252
|
Prime Capital Investment Advisors
Overland Park,
Kansas
|
–
|
-$345K
|
-1,358
|
Closed
|
|
|
1253
|
Certuity
North Palm Beach,
Florida
|
–
|
-$343K
|
-1,349
|
Closed
|
|
|
1254
|
Capstone Investment Advisors
New York
|
–
|
-$338K
|
-1,277
|
Closed
|
|
|
1255
|
Vantage Consulting Group
Virginia Beach,
Virginia
|
–
|
-$324K
|
-1,277
|
Closed
|
|
|
1256
|
Great Diamond Partners
Portland,
Maine
|
–
|
-$319K
|
-1,255
|
Closed
|
|
|
1257
|
Wealth Management Associates
Cherry Hill,
New Jersey
|
–
|
-$315K
|
-1,241
|
Closed
|
|
|
1258
|
Nomura Holdings
Tokyo,
Japan
|
–
|
-$304K
|
-1,198
|
Closed
|
|
|
1259
|
SVB Wealth
Boston,
Massachusetts
|
–
|
-$293K
|
-1,153
|
Closed
|
|
|
1260
|
Baker Tilly Wealth Management
Madison,
Wisconsin
|
–
|
-$287K
|
-1,128
|
Closed
|
|
|
1261
|
|
–
|
-$285K
|
-1,121
|
Closed
|
|
|
1262
|
Jefferies Financial Group
New York
|
–
|
-$254K
|
-1,000
|
Closed
|
|
|
1263
|
Itau Unibanco Holding S.A.
Sao Paulo,
Brazil
|
–
|
-$223K
|
-877
|
Closed
|
|
|
1264
|
Regal Investment Advisors
Kentwood,
Michigan
|
–
|
-$206K
|
-813
|
Closed
|
|
|
1265
|
Capula Management
Grand Cayman,
Cayman Islands
|
–
|
-$203K
|
-799
|
Closed
|
|
|
1266
|
Sageworth Trust
Lancaster,
Pennsylvania
|
–
|
-$200K
|
-789
|
Closed
|
|
|
1267
|
Glass Jacobson Investment Advisors
Owings Mills,
Maryland
|
–
|
-$169K
|
-665
|
Closed
|
|
|
1268
|
The Family Firm
Bethesda,
Maryland
|
–
|
-$167K
|
-656
|
Closed
|
|
|
1269
|
VisionPoint Advisory Group
Dallas,
Texas
|
–
|
-$166K
|
-655
|
Closed
|
|
|
1270
|
|
–
|
-$156K
|
-615
|
Closed
|
|
|
1271
|
Headlands Technologies
Chicago,
Illinois
|
–
|
-$154K
|
-607
|
Closed
|
|
|
1272
|
CAAS Capital Management
New York
|
–
|
-$106K
|
-400
|
Closed
|
|
|
1273
|
Your Advocates Ltd
Houston,
Texas
|
–
|
-$99.9K
|
-393
|
Closed
|
|
|
1274
|
Castleview Partners
Dallas,
Texas
|
–
|
-$72.9K
|
-287
|
Closed
|
|
|
1275
|
Friedenthal Financial
Marlton,
New Jersey
|
–
|
-$45.5K
|
-179
|
Closed
|
|
