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Palvella Therapeutics

Name Holding Trade Value Shares
Change
Change in
Stake
Marshall Wace
101
Marshall Wace
United Kingdom
– -$902K -2,013 Closed
AIM
102
Assured Investment Management
New York
– -$530K -1,183 Closed
VEA
103
Virtus ETF Advisers
New York
– -$498K -1,112 Closed
Wellington Management Group
104
Wellington Management Group
Massachusetts
– -$497K -1,109 Closed
DRW Securities
105
DRW Securities
Illinois
– -$448K -1,000 Closed
Trexquant Investment
106
Trexquant Investment
Connecticut
– -$274K -612 Closed
Principal Financial Group
107
Principal Financial Group
Iowa
– -$185K -413 Closed
QSS
108
Quantitative Systematic Strategies
Florida
– -$129K -289 Closed
MetLife Investment Management
109
MetLife Investment Management
New Jersey
– -$116K -258 Closed
MLICM
110
Metropolitan Life Insurance Company (MetLife)
New York
– -$87.7K -196 Closed
Parametric Portfolio Associates
111
Parametric Portfolio Associates
Washington
– -$88K -196 Closed
CCIA
112
Campbell & Co Investment Adviser
Maryland
– -$81K -181 Closed
F.L. Putnam Investment Management
113
F.L. Putnam Investment Management
Massachusetts
– -$74K -166 Closed
MSFP
114
Mark Sheptoff Financial Planning
Connecticut
– -$46K -104 Closed
Royce & Associates
115
Royce & Associates
New York
– -$18K -39 Closed
BNP Paribas Financial Markets
116
BNP Paribas Financial Markets
France
– -$9.2K -21 Closed
PCM
117
Prelude Capital Management
New York
– -$8K -18 Closed
Royal Bank of Canada
118
Royal Bank of Canada
Ontario, Canada
– -$6K -13 Closed
Ladenburg Thalmann Financial Services
119
Ladenburg Thalmann Financial Services
Florida
– -$3K -8 Closed