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Palvella Therapeutics

Name Holding Trade Value Shares
Change
Change in
Stake
BNP Paribas Financial Markets
51
BNP Paribas Financial Markets
France
$98.1K -$716K -2,723 -87%
NSEDCP
52
NJ State Employees Deferred Compensation Plan
New Jersey
$91K – – –
Rafferty Asset Management
53
Rafferty Asset Management
New York
$68K +$6.05K +23 +9%
UBS Group
54
UBS Group
Switzerland
$67K +$72K +274 New
HSBC Holdings
55
HSBC Holdings
United Kingdom
$63K +$24.2K +92 +56%
Raymond James & Associates
56
Raymond James & Associates
Florida
$61K -$3.42K -13 -5%
Commerce Bank
57
Commerce Bank
Missouri
$61K +$65.7K +250 New
Bailard
58
Bailard
California
$59K +$64.4K +245 New
NWA
59
Navis Wealth Advisors
New York
$48K – – –
XTX Topco
60
XTX Topco
Cayman Islands
$46K +$49.4K +188 New
MFS
61
Mirabella Financial Services
United Kingdom
$39K +$42.1K +160 New
AGM
62
Alpine Global Management
New York
$33K -$221K -840 -86%
Oppenheimer & Co
63
Oppenheimer & Co
New York
$32K +$34.4K +131 New
US Bancorp
64
US Bancorp
Minnesota
$31K – – –
Truepoint Inc
65
Truepoint Inc
Ohio
$30K – – –
Wells Fargo
66
Wells Fargo
California
$18K +$1.84K +7 +10%
CG
67
Cutler Group
California
$13K – – –
Osaic Holdings
68
Osaic Holdings
Arizona
$8K – – –
CAPTRUST Financial Advisors
69
CAPTRUST Financial Advisors
North Carolina
$3K – – –
Tower Research Capital (TRC)
70
Tower Research Capital (TRC)
New York
$3K +$1.31K +5 +100%
TCI Wealth Advisors
71
TCI Wealth Advisors
Arizona
$1K – – –
D.E. Shaw & Co
72
D.E. Shaw & Co
New York
– -$504K -1,667 Closed
HRT Financial
73
HRT Financial
New York
– -$491K -1,626 Closed
OQS
74
Occudo Quantitative Strategies
Florida
– -$279K -922 Closed
Old Mission Capital
75
Old Mission Capital
Illinois
– -$265K -876 Closed