|
1301
|
Yorktown Management & Research Company
Forest,
Virginia
|
–
|
-$559K
|
-6,100
|
Closed
|
|
|
1302
|
Bank Pictet & Cie (Asia)
Singapore
|
–
|
-$550K
|
-6,000
|
Closed
|
|
|
1303
|
Marshall Wace
London,
United Kingdom
|
–
|
-$489K
|
-5,310
|
Closed
|
|
|
1304
|
Supplemental Annuity Collective Trust (SACT) of New Jersey
Trenton,
New Jersey
|
–
|
-$458K
|
-5,000
|
Closed
|
|
|
1305
|
Point72 Hong Kong
Hong Kong
|
–
|
-$399K
|
-4,355
|
Closed
|
|
|
1306
|
National Planning Corporation
El Segundo,
California
|
–
|
-$355K
|
-3,870
|
Closed
|
|
|
1307
|
Parkside Investments
Deerfield,
Illinois
|
–
|
-$348K
|
-3,800
|
Closed
|
|
|
1308
|
Yellowstone Partners
Idaho Falls,
Idaho
|
–
|
-$288K
|
-3,140
|
Closed
|
|
|
1309
|
RWA Wealth Partners
Newton,
Massachusetts
|
–
|
-$284K
|
-3,105
|
Closed
|
|
|
1310
|
Bryn Mawr Capital Management
Philadelphia,
Pennsylvania
|
–
|
-$259K
|
-2,825
|
Closed
|
|
|
1311
|
NWAM LLC
Mercer Island,
Washington
|
–
|
-$240K
|
-2,622
|
Closed
|
|
|
1312
|
M Holdings Securities
Portland,
Oregon
|
–
|
-$234K
|
-2,553
|
Closed
|
|
|
1313
|
Girard Securities
San Diego,
California
|
–
|
-$233K
|
-2,541
|
Closed
|
|
|
1314
|
Vontobel Swiss Wealth Advisors
Zurich,
Switzerland
|
–
|
-$229K
|
-2,500
|
Closed
|
|
|
1315
|
Choate Investment Advisors
Boston,
Massachusetts
|
–
|
-$227K
|
-2,482
|
Closed
|
|
|
1316
|
First Heartland Consultants
Lake St. Louis,
Missouri
|
–
|
-$221K
|
-2,416
|
Closed
|
|
|
1317
|
Baker Ellis Asset Management
Vancouver,
Washington
|
–
|
-$177K
|
-1,935
|
Closed
|
|
|
1318
|
Mountain Capital Investment Advisors
Westminster,
Colorado
|
–
|
-$137K
|
-1,500
|
Closed
|
|
|
1319
|
AGF Investments LLC
Toronto,
Ontario, Canada
|
–
|
-$113K
|
-1,215
|
Closed
|
|
|
1320
|
Genovese Burford & Brothers Wealth & Retirement Plan Management
Sacramento,
California
|
–
|
-$94K
|
-1,028
|
Closed
|
|
|
1321
|
Bristlecone Advisors
Bellevue,
Washington
|
–
|
-$73K
|
-793
|
Closed
|
|
|
1322
|
Horan Capital Advisors
Cincinnati,
Ohio
|
–
|
-$64K
|
-698
|
Closed
|
|
|
1323
|
Alexandria Capital
Arlington,
Virginia
|
–
|
-$49K
|
-537
|
Closed
|
|
|
1324
|
Cutler Group
San Francisco,
California
|
–
|
-$29.3K
|
-308
|
Closed
|
|
|
1325
|
Bank of Nova Scotia Trust
Toronto,
Ontario, Canada
|
–
|
-$21K
|
-230
|
Closed
|
|
