|
226
|
|
–
|
-$448K
|
-16,000
|
Closed
|
|
|
227
|
Wedbush Securities
Los Angeles,
California
|
–
|
-$431K
|
-15,550
|
Closed
|
|
|
228
|
HighTower Advisors
Chicago,
Illinois
|
–
|
-$372K
|
-13,406
|
Closed
|
|
|
229
|
SG Americas Securities
New York
|
–
|
-$346K
|
-12,500
|
Closed
|
|
|
230
|
Element Capital Management
New York
|
–
|
-$331K
|
-11,932
|
Closed
|
|
|
231
|
Credit Suisse
Zurich,
Switzerland
|
–
|
-$291K
|
-10,500
|
Closed
|
|
|
232
|
Prelude Capital Management
New York
|
–
|
-$283K
|
-10,100
|
Closed
|
|
|
233
|
Cornerstone Advisory
Hunt Valley,
Maryland
|
–
|
-$261K
|
-9,415
|
Closed
|
|
|
234
|
CAAS Capital Management
New York
|
–
|
-$252K
|
-9,000
|
Closed
|
|
|
235
|
Wealth Alliance
Mellville,
New York
|
–
|
-$225K
|
-8,100
|
Closed
|
|
|
236
|
Kingsview Wealth Management
Grants Pass,
Oregon
|
–
|
-$209K
|
-7,545
|
Closed
|
|
|
237
|
Harel Insurance Investments & Financial Services
Ramat Gan,
Israel
|
–
|
-$267K
|
-3,000
|
Closed
|
|
|
238
|
Toronto Dominion Bank
Toronto, Ontario,
Ontario, Canada
|
–
|
-$76K
|
-2,750
|
Closed
|
|
|
239
|
Pathstone Family Office
Englewood,
New Jersey
|
–
|
-$55K
|
-2,000
|
Closed
|
|
|
240
|
Perigon Wealth Management
San Francisco,
California
|
–
|
-$21K
|
-750
|
Closed
|
|
|
241
|
Advisory Services Network
Atlanta,
Georgia
|
–
|
-$19K
|
-694
|
Closed
|
|
|
242
|
Hexagon Capital Partners
Rogers,
Arkansas
|
–
|
-$9K
|
-360
|
Closed
|
|
|
243
|
Sowell Financial Services
North Little Rock,
Arkansas
|
–
|
-$6K
|
-200
|
Closed
|
|
|
244
|
Freestone Capital Holdings
Seattle,
Washington
|
–
|
-$5.13K
|
-185
|
Closed
|
|
|
245
|
Parallel Advisors
San Francisco,
California
|
–
|
-$2K
|
-80
|
Closed
|
|
|
246
|
Regal Wealth Group
Seal Beach,
California
|
–
|
+$140
|
+5
|
New
|
|
