|
101
|
Bank of Montreal
Toronto,
Ontario, Canada
|
–
|
-$840K
|
-83,800
|
Closed
|
|
|
102
|
Requisite Capital Management
Dallas,
Texas
|
–
|
-$827K
|
-82,490
|
Closed
|
|
|
103
|
JTC Employer Solutions Trustee
St Helier,
Jersey
|
–
|
-$607K
|
-60,600
|
Closed
|
|
|
104
|
Susquehanna International Group
Bala Cynwyd,
Pennsylvania
|
–
|
-$596K
|
-59,490
|
Closed
|
|
|
105
|
Global Endowment Management
Charlotte,
North Carolina
|
–
|
-$451K
|
-45,000
|
Closed
|
|
|
106
|
Integrated Advisors Network
Dallas,
Texas
|
–
|
-$441K
|
-43,980
|
Closed
|
|
|
107
|
Rathbones Group
Liverpool,
United Kingdom
|
–
|
-$228K
|
-22,700
|
Closed
|
|
|
108
|
Briaud Financial Planning
College Station,
Texas
|
–
|
-$211K
|
-21,080
|
Closed
|
|
|
109
|
Confluence Investment Management
St. Louis,
Missouri
|
–
|
-$209K
|
-20,820
|
Closed
|
|
|
110
|
Claret Asset Management
Montreal,
Quebec, Canada
|
–
|
-$206K
|
-20,500
|
Closed
|
|
|
111
|
Picton Mahoney Asset Management
Toronto,
Ontario, Canada
|
–
|
-$155K
|
-15,500
|
Closed
|
|
|
112
|
Kelly Financial Services
Braintree,
Massachusetts
|
–
|
-$30.1K
|
-3,000
|
Closed
|
|
|
113
|
Benjamin F. Edwards & Company
St. Louis,
Missouri
|
–
|
-$20K
|
-2,000
|
Closed
|
|
|
114
|
Advisory Services Network
Atlanta,
Georgia
|
–
|
-$6K
|
-630
|
Closed
|
|
|
115
|
Allworth Financial
Folsom,
California
|
–
|
-$6K
|
-550
|
Closed
|
|
|
116
|
Gemmer Asset Management
Walnut Creek,
California
|
–
|
-$5K
|
-500
|
Closed
|
|
|
117
|
Anchor Investment Management
Columbia,
South Carolina
|
–
|
-$1.5K
|
-150
|
Closed
|
|
|
118
|
TCI Wealth Advisors
Tucson,
Arizona
|
–
|
-$2K
|
-150
|
Closed
|
|
