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VanEck Pharmaceutical ETF

42 hedge funds and large institutions have $41M invested in VanEck Pharmaceutical ETF in 2013 Q3 according to their latest regulatory filings, with 5 funds opening new positions, 11 increasing their positions, 13 reducing their positions, and 4 closing their positions.

New
Increased
Maintained
Reduced
Closed

25% more first-time investments, than exits

New positions opened: 5 | Existing positions closed: 4

2% more funds holding

Funds holding: 4142 (+1)

0% more funds holding in top 10

Funds holding in top 10: 22 (0)

13.86% less ownership

Funds ownership: 31.2%17.35% (-14%)

15% less repeat investments, than reductions

Existing positions increased: 11 | Existing positions reduced: 13

45% less capital invested

Capital invested by funds: $74.3M → $41M (-$33.3M)

Holders
42
Holders Change
+1
Holders Change %
+2.44%
% of All Funds
1.36%
Holding in Top 10
2
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.06%
New
5
Increased
11
Reduced
13
Closed
4
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
KFC
26
Klingenstein Fields & Co
New York
$230K
Wells Fargo
27
Wells Fargo
California
$220K -$9.48K -200 -4%
OPCM
28
Osborne Partners Capital Management
California
$210K
AWM
29
Altavista Wealth Management
North Carolina
$201K -$9.48K -200 -5%
MA
30
MUFG Americas
New York
$159K -$106K -2,240 -40%
PNC Financial Services Group
31
PNC Financial Services Group
Pennsylvania
$99K
Deutsche Bank
32
Deutsche Bank
Germany
$74K +$46.5K +980 +169%
DADC
33
D.A. Davidson & Co
Montana
$63K -$9.48K -200 -13%
MFS
34
MSI Financial Services
Massachusetts
$50K +$49.2K +1,038 New
GT
35
Glenmede Trust
Pennsylvania
$47K
Nomura Holdings
36
Nomura Holdings
Japan
$38K +$37.9K +800 New
LTFS
37
Ladenburg Thalmann Financial Services
Florida
$35K +$16K +337 +84%
HCM
38
Highlander Capital Management
New Jersey
$23.9K
Citigroup
39
Citigroup
New York
$12K +$7.21K +152 +148%
Creative Planning
40
Creative Planning
Kansas
$10K +$9.48K +200 New
FAM
41
Formidable Asset Management
Ohio
$10K +$9.48K +200 New
Ameriprise
42
Ameriprise
Minnesota
$5K
SCM
43
Sandler Capital Management
New York
-$18.5M -407,660 Closed
AACR
44
ACR Alpine Capital Research
Missouri
-$12.6M -277,421 Closed
GIM
45
Guild Investment Management
California
-$3.19M -70,150 Closed
PI
46
Placemark Investments
Illinois
-$2.08M -45,748 Closed

PPH Hedge Fund Activity: Q3 2013 in Review

42 of the 3,084 institutional investors tracked by Wall St. Rank reported a position in VanEck Pharmaceutical ETF (PPH) for Q3 2013, worth a combined $41M — down 45% from $74.3M a quarter earlier.

Buyers outnumbered sellers: 5 funds opened new PPH positions and 4 closed out — a net gain of 1 holder — while 11 added to existing stakes and 13 trimmed.

The largest buyer was Credit Suisse, adding an estimated $3.65M. The largest seller was Sandler Capital Management, exiting entirely with an estimated $18.5M sold.

  • 42 institutional investors held VanEck Pharmaceutical ETF (PPH) as of Q3 2013, up from 41 in Q2 2013.
  • Funds reported $41M of VanEck Pharmaceutical ETF stock for Q3 2013, down 45% quarter-over-quarter.
  • 5 funds opened new VanEck Pharmaceutical ETF positions in Q3 2013 and 4 closed out, a net change of +1 holder.
  • The largest VanEck Pharmaceutical ETF buyer in Q3 2013 was Credit Suisse, an estimated $3.65M added.
  • The largest VanEck Pharmaceutical ETF seller in Q3 2013 was Sandler Capital Management, an estimated $18.5M sold.

Based on aggregated 13F filings for Q3 2013.