|
401
|
Kozak & Associates
Highlands Ranch,
Colorado
|
$6
|
–
|
–
|
–
|
|
|
402
|
Intellus Advisors
Naples,
Florida
|
–
|
-$7.58M
|
-66,090
|
Closed
|
|
|
403
|
BNP Paribas Financial Markets
Paris,
France
|
–
|
-$6M
|
-52,307
|
Closed
|
|
|
404
|
Concourse Financial Group Securities
Birmingham,
Alabama
|
–
|
-$4.01M
|
-32,721
|
Closed
|
|
|
405
|
Apollon Wealth Management
Mount Pleasant,
South Carolina
|
–
|
-$3.21M
|
-27,999
|
Closed
|
|
|
406
|
Independent Advisor Alliance
Charlotte,
North Carolina
|
–
|
-$2.89M
|
-25,156
|
Closed
|
|
|
407
|
Quadcap Wealth Management
Frisco,
Texas
|
–
|
-$2.53M
|
-22,013
|
Closed
|
|
|
408
|
Financial Sense Advisors
San Diego,
California
|
–
|
-$1.9M
|
-16,583
|
Closed
|
|
|
409
|
Thrivent Financial for Lutherans
Minneapolis,
Minnesota
|
–
|
-$1.58M
|
-13,778
|
Closed
|
|
|
410
|
Financial Management Professionals
Austin,
Texas
|
–
|
-$1.01M
|
-8,760
|
Closed
|
|
|
411
|
Barometer Capital Management
Toronto,
Ontario, Canada
|
–
|
-$778K
|
-7,570
|
Closed
|
|
|
412
|
GeoWealth Management
Chicago,
Illinois
|
–
|
-$716K
|
-6,243
|
Closed
|
|
|
413
|
Pettinga Financial Advisors
Evansville,
Indiana
|
–
|
-$671K
|
-5,845
|
Closed
|
|
|
414
|
Norris Financial Group
Greenville,
South Carolina
|
–
|
-$477K
|
-4,161
|
Closed
|
|
|
415
|
Cubist Systematic Strategies
Stamford,
Connecticut
|
–
|
-$441K
|
-3,845
|
Closed
|
|
|
416
|
Mercer Global Advisors
Denver,
Colorado
|
–
|
-$387K
|
-3,376
|
Closed
|
|
|
417
|
EWG Elevate
Roseville,
California
|
–
|
-$296K
|
-2,577
|
Closed
|
|
|
418
|
Howard Financial Services
Dallas,
Texas
|
–
|
-$286K
|
-2,490
|
Closed
|
|
|
419
|
Exencial Wealth Advisors
Oklahoma City,
Oklahoma
|
–
|
-$284K
|
-2,472
|
Closed
|
|
|
420
|
United Asset Strategies
Garden City,
New York
|
–
|
-$261K
|
-2,271
|
Closed
|
|
|
421
|
Diversify Wealth Management
Sandy,
Utah
|
–
|
-$239K
|
-2,085
|
Closed
|
|
|
422
|
Legacy Capital Group California
Los Gatos,
California
|
–
|
-$234K
|
-2,042
|
Closed
|
|
|
423
|
Lebenthal Global Advisors
Hauppauge,
New York
|
–
|
-$234K
|
-2,040
|
Closed
|
|
|
424
|
Sharp Financial Services
Horsham,
Pennsylvania
|
–
|
-$233K
|
-2,028
|
Closed
|
|
|
425
|
Diversify Advisory Services
Sandy,
Utah
|
–
|
-$230K
|
-2,009
|
Closed
|
|
