|
501
|
|
–
|
-$197K
|
-10,900
|
Closed
|
|
|
502
|
Levin Capital Strategies
New York
|
–
|
-$181K
|
-10,000
|
Closed
|
|
|
503
|
Natixis Investment Managers International
Paris,
France
|
–
|
-$176K
|
-9,703
|
Closed
|
|
|
504
|
Nomura Asset Management
Tokyo,
Japan
|
–
|
-$129K
|
-7,100
|
Closed
|
|
|
505
|
Sowell Financial Services
North Little Rock,
Arkansas
|
–
|
-$120K
|
-6,338
|
Closed
|
|
|
506
|
Physicians Financial Services
Raleigh,
North Carolina
|
–
|
-$94K
|
-5,500
|
Closed
|
|
|
507
|
Mitsubishi UFJ Securities
Tokyo,
Japan
|
–
|
-$86K
|
-4,740
|
Closed
|
|
|
508
|
JNBA Financial Advisors
Bloomington,
Minnesota
|
–
|
-$52K
|
-2,850
|
Closed
|
|
|
509
|
Exane Derivatives
Paris,
France
|
–
|
-$45K
|
-2,489
|
Closed
|
|
|
510
|
FineMark National Bank & Trust
Fort Myers,
Florida
|
–
|
-$29K
|
-1,600
|
Closed
|
|
|
511
|
Bruderman Asset Management
Locust Valley,
New York
|
–
|
-$27K
|
-1,500
|
Closed
|
|
|
512
|
Israel Discount Bank of New York
New York
|
–
|
-$22K
|
-1,200
|
Closed
|
|
|
513
|
Sandy Spring Bank
Olney,
Maryland
|
–
|
-$14K
|
-800
|
Closed
|
|
|
514
|
Duncker Streett & Co
St. Louis,
Missouri
|
–
|
-$14K
|
-750
|
Closed
|
|
|
515
|
QCI Asset Management
Pittsford,
New York
|
–
|
-$11K
|
-600
|
Closed
|
|
|
516
|
Bellwether Investment Group
Chattanooga,
Tennessee
|
–
|
-$9K
|
-524
|
Closed
|
|
|
517
|
Washington Trust Bank
Spokane,
Washington
|
–
|
-$7K
|
-365
|
Closed
|
|
|
518
|
Johnson Financial Group Inc (Wisconsin)
Racine,
Wisconsin
|
–
|
-$3K
|
-182
|
Closed
|
|
|
519
|
Apriem Advisors
Irvine,
California
|
–
|
-$2K
|
-100
|
Closed
|
|
