|
401
|
Carroll Financial Associates
Charlotte,
North Carolina
|
$1K
|
–
|
–
|
–
|
|
|
402
|
Tortoise Capital Advisors
Overland Park,
Kansas
|
$1K
|
–
|
–
|
–
|
|
|
403
|
Johnson Financial Group Inc (Wisconsin)
Racine,
Wisconsin
|
$1K
|
+$1.11K
|
+20
|
New
|
|
|
404
|
Euclid Advisors
Hartford,
Connecticut
|
–
|
-$13.5M
|
-232,620
|
Closed
|
|
|
405
|
WBI Investments
Red Bank,
New Jersey
|
–
|
-$9.29M
|
-160,692
|
Closed
|
|
|
406
|
Archipel Asset Management
Stockholm,
Sweden
|
–
|
-$6.49M
|
-112,142
|
Closed
|
|
|
407
|
Schafer Cullen Capital Management
New York
|
–
|
-$2.84M
|
-49,150
|
Closed
|
|
|
408
|
Alberta Investment Management Corp (AIMCo)
Edmonton,
Alberta, Canada
|
–
|
-$2.41M
|
-41,600
|
Closed
|
|
|
409
|
Cetera Advisors
Denver,
Colorado
|
–
|
-$1.52M
|
-26,452
|
Closed
|
|
|
410
|
Neuberger Berman Canada
Toronto,
Ontario, Canada
|
–
|
-$694K
|
-12,000
|
Closed
|
|
|
411
|
Quantitative Investment Management
Charlottesville,
Virginia
|
–
|
-$665K
|
-11,500
|
Closed
|
|
|
412
|
Oppenheimer & Co
New York
|
–
|
-$527K
|
-9,114
|
Closed
|
|
|
413
|
Natixis Advisors
Boston,
Massachusetts
|
–
|
-$488K
|
-8,430
|
Closed
|
|
|
414
|
Luminus Management
Houston,
Texas
|
–
|
-$414K
|
-7,166
|
Closed
|
|
|
415
|
PineBridge Investments
New York
|
–
|
-$379K
|
-6,547
|
Closed
|
|
|
416
|
Freestone Capital Holdings
Seattle,
Washington
|
–
|
-$263K
|
-4,553
|
Closed
|
|
|
417
|
Wilson Kemp & Associates
Birmingham,
Michigan
|
–
|
-$237K
|
-4,100
|
Closed
|
|
|
418
|
First Allied Advisory Services
San Diego,
California
|
–
|
-$223K
|
-3,809
|
Closed
|
|
|
419
|
RegentAtlantic Capital
Morristown,
New Jersey
|
–
|
-$204K
|
-3,522
|
Closed
|
|
|
420
|
Cetera Advisor Networks
El Segundo,
California
|
–
|
-$200K
|
-3,468
|
Closed
|
|
|
421
|
First City Capital Management
Savannah,
Georgia
|
–
|
-$33.8K
|
-585
|
Closed
|
|
|
422
|
Partnervest Advisory Services
Santa Barbara,
California
|
–
|
-$12K
|
-213
|
Closed
|
|
