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Pinnacle West Capital
PNW

Name Holding Trade Value Shares
Change 		Change in
Stake
AIM
376
Advantage Investment Management
Iowa
$13K – – –
JIC
377
Joel Isaacson & Co
New York
$12K – – –
S
378
SignatureFD
Georgia
$7K +$6.84K +112 New
CFA
379
CT Financial Advisors
Pennsylvania
$6.41K – – –
EDRE
380
Edmond de Rothschild (Europe)
Luxembourg
$6K -$151K -2,469 -96%
EDRH
381
Edmond de Rothschild Holding
Switzerland
$6K -$151K -2,469 -96%
NFG
382
Next Financial Group
Texas
$6K – – –
ASN
383
Advisory Services Network
Georgia
$6K +$5.5K +90 New
IF
384
Ironwood Financial
Arizona
$6K +$6.11K +100 New
NCA
385
NCM Capital Advisers
North Carolina
$5K -$417K -6,820 -99%
ZB
386
Zions Bancorporation
Utah
$5K +$4.64K +76 New
CCS
387
Crosspoint Capital Strategies
California
$5K +$4.89K +80 New
TSU
388
TD Securities (USA)
New York
$4K -$2.74M -44,790 -100%
PMFA
389
Plante Moran Financial Advisors
Michigan
$4K +$917 +15 +32%
GAM
390
Gemmer Asset Management
California
$4K +$1.89K +31 +91%
JFGIW
391
Johnson Financial Group Inc (Wisconsin)
Wisconsin
$3K -$4.03K -66 -58%
PSUF
392
People's United Financial
Connecticut
$3K -$3.06K -50 -50%
GWM
393
Gupta Wealth Management
California
$3K – – –
CHP
394
Cable Hill Partners
Oregon
$2K – – –
CAW
395
Cornerstone Advisors (Washington)
Washington
$2K – – –
MPWT
396
MassMutual Private Wealth & Trust
Connecticut
$1.31K – – –
TFA
397
Transamerica Financial Advisors
Florida
$1K -$2.02K -33 -89%
TCA
398
Tortoise Capital Advisors
Kansas
$1K – – –
NIMC
399
NWQ Investment Management Company
California
– -$26.4M -464,512 Closed
LM
400
Luminus Management
Texas
– -$15M -264,000 Closed
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