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PennyMac Mortgage Investment

Name Holding Trade Value Shares
Change
Change in
Stake
Nomura Holdings
201
Nomura Holdings
Japan
– -$11.3M -668,431 Closed
Wellington Management Group
202
Wellington Management Group
Massachusetts
– -$8.03M -475,704 Closed
Evergreen Capital Management
203
Evergreen Capital Management
Washington
– -$6.06M -358,754 Closed
CAM
204
Concorde Asset Management
Michigan
– -$1.9M -112,415 Closed
Holocene Advisors
205
Holocene Advisors
New York
– -$1.89M -111,926 Closed
Apollon Wealth Management
206
Apollon Wealth Management
South Carolina
– -$1.58M -93,298 Closed
MA
207
MAS Advisors
Florida
– -$895K -53,037 Closed
SG Americas Securities
208
SG Americas Securities
New York
– -$502K -29,742 Closed
C
209
Certuity
Florida
– -$440K -26,069 Closed
Bank of Montreal
210
Bank of Montreal
Ontario, Canada
– -$437K -25,817 Closed
BCM
211
Bayesian Capital Management
New York
– -$306K -18,100 Closed
Eaton Vance Management
212
Eaton Vance Management
Massachusetts
– -$239K -14,215 Closed
Mitsubishi UFJ Trust & Banking
213
Mitsubishi UFJ Trust & Banking
Japan
– -$236K -14,000 Closed
Profund Advisors
214
Profund Advisors
Maryland
– -$224K -13,255 Closed
Envestnet Asset Management
215
Envestnet Asset Management
Illinois
– -$213K -12,635 Closed
BRWA
216
B. Riley Wealth Advisors
Florida
– -$196K -11,599 Closed
PIA
217
Powell Investment Advisors
Florida
– -$159K -9,441 Closed
Group One Trading
218
Group One Trading
Illinois
– -$100K -6,555 Closed
Skandinaviska Enskilda Banken (SEB)
219
Skandinaviska Enskilda Banken (SEB)
Sweden
– -$108K -6,400 Closed
Vestcor Inc
220
Vestcor Inc
New Brunswick, Canada
– -$33K -1,954 Closed
Jones Financial Companies
221
Jones Financial Companies
Missouri
– -$6K -370 Closed
TFO
222
Tarbox Family Office
California
– -$3K -194 Closed
T
223
TCWP
Ohio
– -$2K -126 Closed
FPS
224
Fieldpoint Private Securities
Connecticut
– -$2K -99 Closed
SignatureFD
225
SignatureFD
Georgia
– -$824 -54 -86%