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PMT

PennyMac Mortgage Investment
PMT

194 hedge funds and large institutions have $1.36B invested in PennyMac Mortgage Investment in 2021 Q3 according to their latest regulatory filings, with 18 funds opening new positions, 68 increasing their positions, 69 reducing their positions, and 25 closing their positions.

New
Increased
Maintained
Reduced
Closed

86% more call options, than puts

Call options by funds: $26.2M | Put options by funds: $14.1M

0.38% more ownership

Funds ownership: 70.15% → 70.52% (+0.38%)

1% less repeat investments, than reductions

Existing positions increased: 68 | Existing positions reduced: 69

4% less funds holding

Funds holding: 202 → 194 (-8)

6% less capital invested

Capital invested by funds: $1.44B → $1.36B (-$85M)

28% less first-time investments, than exits

New positions opened: 18 | Existing positions closed: 25

Holders
194
Holders Change
-8
Holders Change %
-3.96%
% of All Funds
3.4%
Holding in Top 10
1
Holding in Top 10 Change
+1
Holding in Top 10 Change %
% of All Funds
0.02%
New
18
Increased
68
Reduced
69
Closed
25
Calls
$26.2M
Puts
$14.1M
Net Calls
+$12.1M
Net Calls Change
+$17.9M

Top Buyers

Rank Fund Capital Flow
1
KPF
K2 Principal Fund
Ontario, Canada
+$16M
2
Invesco
Invesco
Georgia
+$9.68M
3
First Trust Advisors
First Trust Advisors
Illinois
+$9.44M
4
Morgan Stanley
Morgan Stanley
New York
+$3.4M
5
Deutsche Bank
Deutsche Bank
Germany
+$2.66M

Top Sellers

Rank Fund Capital Flow
1
BlackRock
BlackRock
New York
-$8.54M
2
Nomura Holdings
Nomura Holdings
Japan
-$5.04M
3
HF
HRT Financial
New York
-$4.83M
4
KCM
Kennedy Capital Management
Missouri
-$4.76M
5
JP Morgan Chase
JP Morgan Chase
New York
-$4.59M
Name Holding Trade Value Shares
Change 		Change in
Stake
EWM
201
Edge Wealth Management
New York
– -$421K -20,000 Closed
GC
202
Guggenheim Capital
Illinois
– -$378K -17,961 Closed
Truist Financial
203
Truist Financial
North Carolina
– -$268K -12,744 Closed
JG
204
Jefferies Group
New York
– -$267K -12,700 Closed
CM
205
Capula Management
Cayman Islands
– -$255K -12,384 Closed
Mackenzie Financial
206
Mackenzie Financial
Ontario, Canada
– -$233K -11,058 Closed
PP
207
Paloma Partners
Connecticut
– -$223K -10,585 Closed
Envestnet Asset Management
208
Envestnet Asset Management
Illinois
– -$219K -10,415 Closed
CANY
209
Caxton Associates (New York)
New York
– -$201K -9,539 Closed
FC
210
FORA Capital
Florida
– -$196K -9,327 Closed
PCM
211
Pinz Capital Management
New York
– -$101K -4,800 Closed
Federated Hermes
212
Federated Hermes
Pennsylvania
– -$79K -3,746 Closed
AAP
213
Arax Advisory Partners
Colorado
– -$42K -2,000 Closed
ASN
214
Advisory Services Network
Georgia
– -$25K -1,175 Closed
CG
215
Cutler Group
California
– -$14K -666 Closed
PAM
216
Panagora Asset Management
Massachusetts
– -$9K -422 Closed
5 6 7 8
9

PMT Hedge Fund Activity: Q3 2021 in Review

194 of the 5,712 institutional investors tracked by Wall St. Rank reported a position in PennyMac Mortgage Investment (PMT) for Q3 2021, worth a combined $1.36B — down 5.9% from $1.44B a quarter earlier.

Sellers outnumbered buyers: 25 funds closed out of PMT and 18 opened new positions — a net loss of 7 holders — while 69 trimmed existing stakes and 68 added.

The largest buyer was K2 Principal Fund, adding an estimated $16M. The largest seller was BlackRock, cutting an estimated $8.54M.

  • 194 institutional investors held PennyMac Mortgage Investment (PMT) as of Q3 2021, down from 202 in Q2 2021.
  • Funds reported $1.36B of PennyMac Mortgage Investment stock for Q3 2021, down 5.9% quarter-over-quarter.
  • 18 funds opened new PennyMac Mortgage Investment positions in Q3 2021 and 25 closed out, a net change of -7 holders.
  • The largest PennyMac Mortgage Investment buyer in Q3 2021 was K2 Principal Fund, an estimated $16M added.
  • The largest PennyMac Mortgage Investment seller in Q3 2021 was BlackRock, an estimated $8.54M sold.

Based on aggregated 13F filings for Q3 2021.