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PMT

PennyMac Mortgage Investment
PMT

186 hedge funds and large institutions have $751M invested in PennyMac Mortgage Investment in 2023 Q1 according to their latest regulatory filings, with 20 funds opening new positions, 66 increasing their positions, 71 reducing their positions, and 28 closing their positions.

New
Increased
Maintained
Reduced
Closed

0.88% less ownership

Funds ownership: 69.35% → 68.47% (-0.88%)

2% less capital invested

Capital invested by funds: $766M → $751M (-$15.1M)

7% less repeat investments, than reductions

Existing positions increased: 66 | Existing positions reduced: 71

6% less funds holding

Funds holding: 197 → 186 (-11)

29% less first-time investments, than exits

New positions opened: 20 | Existing positions closed: 28

42% less call options, than puts

Call options by funds: $5.19M | Put options by funds: $8.99M

100% less funds holding in top 10

Funds holding in top 10: 1 → 0 (-1)

Holders
186
Holders Change
-11
Holders Change %
-5.58%
% of All Funds
2.96%
Holding in Top 10
–
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-100%
% of All Funds
–
New
20
Increased
66
Reduced
71
Closed
28
Calls
$5.19M
Puts
$8.99M
Net Calls
-$3.8M
Net Calls Change
+$30.6M

Top Buyers

Rank Fund Capital Flow
1
KPF
K2 Principal Fund
Ontario, Canada
+$11.3M
2
T. Rowe Price Investment Management
T. Rowe Price Investment Management
Maryland
+$8.44M
3
Marshall Wace
Marshall Wace
United Kingdom
+$7.15M
4
WAM
Wolverine Asset Management
Illinois
+$4.9M
5
JP Morgan Chase
JP Morgan Chase
New York
+$4.57M

Top Sellers

Rank Fund Capital Flow
1
CM
Caption Management
Oklahoma
-$17.9M
2
Mirae Asset Global Investments
Mirae Asset Global Investments
South Korea
-$11.1M
3
Goldman Sachs
Goldman Sachs
New York
-$5.76M
4
JAM
Jupiter Asset Management
United Kingdom
-$4.75M
5
Millennium Management
Millennium Management
New York
-$3.44M
Name Holding Trade Value Shares
Change 		Change in
Stake
BIA
176
Bell Investment Advisors
California
$1.62K – – –
SWM
177
Spire Wealth Management
Virginia
$1.5K +$40 +3 +3%
DWA
178
Delos Wealth Advisors
Texas
$943 +$27 +2 +3%
WTC
179
WhitTier Trust Company
Nevada
$924 – – –
FMII
180
Farmers & Merchants Investments Inc
Nebraska
$752 – – –
Commonwealth Equity Services
181
Commonwealth Equity Services
Massachusetts
$523 +$16.1K +1,201 +3%
MHR
182
Matthew Hamilton Rosenberg
$493 – – –
GRP
183
Global Retirement Partners
California
$216 -$2.69K -200 -92%
ECM
184
Everence Capital Management
Indiana
$178 – – –
GWS
185
Glassman Wealth Services
Virginia
$148 – – –
CM
186
Caption Management
Oklahoma
– -$17.9M -1,448,050 Closed
ECM
187
ExodusPoint Capital Management
New York
– -$1.02M -82,387 Closed
SSA
188
Schonfeld Strategic Advisors
New York
– -$639K -51,600 Closed
Holocene Advisors
189
Holocene Advisors
New York
– -$621K -50,110 Closed
Lazard Asset Management
190
Lazard Asset Management
New York
– -$591K -47,730 Closed
TC
191
TwinBeech Capital
New York
– -$535K -43,193 Closed
GCP
192
GSA Capital Partners
United Kingdom
– -$315K -25,392 Closed
AIM
193
Aigen Investment Management
New York
– -$257K -20,715 Closed
HSBC Holdings
194
HSBC Holdings
United Kingdom
– -$238K -19,225 Closed
SAM
195
Shell Asset Management
Netherlands
– -$225K -18,144 Closed
USCWA
196
U.S. Capital Wealth Advisors
Texas
– -$213K -17,215 Closed
YIH
197
Y-Intercept (HK)
Hong Kong
– -$175K -14,086 Closed
KFS
198
Kaizen Financial Strategies
California
– -$177K -12,258 Closed
MFG
199
Merit Financial Group
Georgia
– -$131K -10,573 Closed
Creative Planning
200
Creative Planning
Kansas
– -$131K -10,549 Closed
5 6 7
8
9

PMT Hedge Fund Activity: Q1 2023 in Review

186 of the 6,275 institutional investors tracked by Wall St. Rank reported a position in PennyMac Mortgage Investment (PMT) for Q1 2023, worth a combined $751M — down 2% from $766M a quarter earlier.

Sellers outnumbered buyers: 28 funds closed out of PMT and 20 opened new positions — a net loss of 8 holders — while 71 trimmed existing stakes and 66 added.

The largest buyer was K2 Principal Fund, opening a new position worth an estimated $11.3M. The largest seller was Caption Management, exiting entirely with an estimated $17.9M sold.

  • 186 institutional investors held PennyMac Mortgage Investment (PMT) as of Q1 2023, down from 197 in Q4 2022.
  • Funds reported $751M of PennyMac Mortgage Investment stock for Q1 2023, down 2% quarter-over-quarter.
  • 20 funds opened new PennyMac Mortgage Investment positions in Q1 2023 and 28 closed out, a net change of -8 holders.
  • The largest PennyMac Mortgage Investment buyer in Q1 2023 was K2 Principal Fund, an estimated $11.3M added.
  • The largest PennyMac Mortgage Investment seller in Q1 2023 was Caption Management, an estimated $17.9M sold.

Based on aggregated 13F filings for Q1 2023.