PMT

PennyMac Mortgage Investment
PMT

Overview Fund Activity

163 hedge funds and large institutions have $1.52B invested in PennyMac Mortgage Investment in 2013 Q3 according to their latest regulatory filings, with 27 funds opening new positions, 69 increasing their positions, 37 reducing their positions, and 22 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
163
Holders Change
+3
Holders Change %
+1.88%
% of All Funds
5.29%
Holding in Top 10
7
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+16.67%
% of All Funds
0.23%
New
27
Increased
69
Reduced
37
Closed
22
Calls
$22.3M
Puts
$5.85M
Net Calls
+$16.4M
Net Calls Change
+$16.1M

Top Buyers

1
HCM
1
Hayman Capital Management
Texas
$81M
2
CLG
2
Cooperman Leon G
$49.3M
3
PRCM
3
Pine River Capital Management
Minnesota
$36.5M
4
Wells Fargo
4
Wells Fargo
California
$42.9M
5
Vanguard Group
5
Vanguard Group
Pennsylvania
$80.4M

Top Sellers

1
SAC
1
Smith Affiliated Capital
New York
$483M
2
HCM
2
Highbridge Capital Management
New York
$1.3M
3
SC
3
Seawolf Capital
New York
$0
4
BCM
4
Basswood Capital Management
New York
$867K
5
FCH
5
Freestone Capital Holdings
Washington
$0
Name Holding Trade Value Shares
Change 		Shares
Change %
TRCT
151
Tower Research Capital (TRC)
New York
$157K +$134K +5,886 +574%
ST
152
Smithfield Trust
Pennsylvania
$143K +$60.2K +2,652 +73%
First Manhattan
153
First Manhattan
New York
$113K – – –
Toronto Dominion Bank
154
Toronto Dominion Bank
Ontario, Canada
$113K – – –
STC
155
SEI Trust Company
Pennsylvania
$95K +$95K +4,200 New
NES
156
New England Securities
New York
$44K +$547 +24 +1%
WC
157
Whitnell & Co
Illinois
$36K – – –
PNC Financial Services Group
158
PNC Financial Services Group
Pennsylvania
$28K – – –
Envestnet Asset Management
159
Envestnet Asset Management
Illinois
$7K – – –
WA
160
WFG Advisors
Texas
$3K +$74 +3 +3%
PTC
161
Private Trust Company
Ohio
$2K -$16.4K -713 -89%
WA
162
WealthTrust-Arizona
Arizona
$2K – – –
GI
163
Gradient Investments
Minnesota
$1K – – –
Manulife (Manufacturers Life Insurance)
164
Manulife (Manufacturers Life Insurance)
Ontario, Canada
$947 -$51 -2,243 -5%
SC
165
Seawolf Capital
New York
– -$10.6M -504,981 Closed
FCH
166
Freestone Capital Holdings
Washington
– -$5.83M -276,882 Closed
Alyeska Investment Group
167
Alyeska Investment Group
Illinois
– -$5.26M -250,000 Closed
PA
168
Para Advisors
New York
– -$3.68M -175,000 Closed
MCM
169
Moore Capital Management
New York
– -$2.11M -100,000 Closed
MWNA
170
Marshall Wace North America
New York
– -$1.79M -84,788 Closed
MWR
171
McAdams Wright Ragen
Washington
– -$1.56M -74,130 Closed
HighTower Advisors
172
HighTower Advisors
Illinois
– -$494K -68,471 Closed
JAM
173
Jupiter Asset Management
United Kingdom
– -$1.19M -56,313 Closed
NCCM
174
Nine Chapters Capital Management
New Jersey
– -$520K -24,700 Closed
RJA
175
Raymond James & Associates
Florida
– -$498K -23,662 Closed
4 5 6
7
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