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PMT

PennyMac Mortgage Investment
PMT

154 hedge funds and large institutions have $755M invested in PennyMac Mortgage Investment in 2017 Q3 according to their latest regulatory filings, with 14 funds opening new positions, 56 increasing their positions, 54 reducing their positions, and 18 closing their positions.

New
Increased
Maintained
Reduced
Closed

5.89% more ownership

Funds ownership: 59.13% → 65.02% (+5.9%)

4% more repeat investments, than reductions

Existing positions increased: 56 | Existing positions reduced: 54

0% more funds holding in top 10

Funds holding in top 10: 2 → 2 (0)

3% less funds holding

Funds holding: 158 → 154 (-4)

7% less capital invested

Capital invested by funds: $809M → $755M (-$53.8M)

22% less first-time investments, than exits

New positions opened: 14 | Existing positions closed: 18

73% less call options, than puts

Call options by funds: $515K | Put options by funds: $1.93M

Holders
154
Holders Change
-4
Holders Change %
-2.53%
% of All Funds
3.84%
Holding in Top 10
2
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.05%
New
14
Increased
56
Reduced
54
Closed
18
Calls
$515K
Puts
$1.93M
Net Calls
-$1.41M
Net Calls Change
-$464K

Top Buyers

Rank Fund Capital Flow
1
First Trust Advisors
First Trust Advisors
Illinois
+$10M
2
WAM
Wolverine Asset Management
Illinois
+$8.15M
3
UBS Group
UBS Group
Switzerland
+$6.5M
4
Goldman Sachs
Goldman Sachs
New York
+$3.12M
5
Millennium Management
Millennium Management
New York
+$2.94M

Top Sellers

Rank Fund Capital Flow
1
DFG
Delphi Financial Group
Delaware
-$13.8M
2
HCM
Highfields Capital Management
Massachusetts
-$9.14M
3
CCP
Clough Capital Partners
Massachusetts
-$8.48M
4
Norges Bank
Norges Bank
Norway
-$3.76M
5
AM
Ares Management
California
-$3.73M
Name Holding Trade Value Shares
Change 		Change in
Stake
Simplex Trading
126
Simplex Trading
Illinois
$53K +$54K +3,103 New
FANJ
127
Financial Architects (New Jersey)
New Jersey
$52K – – –
AG
128
Advisor Group
Arizona
$43K -$5.75K -330 -12%
Zurich Cantonal Bank
129
Zurich Cantonal Bank
Switzerland
$37K – – –
IA
130
IFP Advisors
Florida
$36K -$17.9K -1,026 -33%
OAM
131
Oppenheimer Asset Management
New York
$33K – – –
WTC
132
WhitTier Trust Company
Nevada
$33K +$1.51K +87 +5%
Federated Hermes
133
Federated Hermes
Pennsylvania
$28K -$1.78K -102 -6%
WC
134
Whitnell & Co
Illinois
$27K – – –
ST
135
Smithfield Trust
Pennsylvania
$24K – – –
IR
136
Invictus RG
Bermuda
$22K -$37.5K -2,156 -64%
BCM
137
Blume Capital Management
California
$17K – – –
DBT
138
Dubuque Bank & Trust
Iowa
$17K – – –
PCM
139
Penserra Capital Management
California
$15K -$14.7K -842 -49%
ASN
140
Advisory Services Network
Georgia
$13K – – –
DVM
141
Dreman Value Management
Florida
$12K – – –
NFG
142
Next Financial Group
Texas
$11K +$11.1K +635 New
AssetMark Inc
143
AssetMark Inc
California
$9K +$139 +8 +2%
YWP
144
YorkBridge Wealth Partners
New York
$7K – – –
Group One Trading
145
Group One Trading
Illinois
$5K +$4.63K +266 New
PFSC
146
Peoples Financial Services Corp
Pennsylvania
$3K -$766 -44 -18%
MAM
147
Meeder Asset Management
Ohio
$2K +$2.26K +130 New
FFW
148
Fusion Family Wealth
New York
$1K – – –
Loomis, Sayles & Company
149
Loomis, Sayles & Company
Massachusetts
$1K – – –
TWA
150
TCI Wealth Advisors
Arizona
$1K – – –
3 4 5
6
7

PMT Hedge Fund Activity: Q3 2017 in Review

154 of the 4,011 institutional investors tracked by Wall St. Rank reported a position in PennyMac Mortgage Investment (PMT) for Q3 2017, worth a combined $755M — down 6.6% from $809M a quarter earlier.

Sellers outnumbered buyers: 18 funds closed out of PMT and 14 opened new positions — a net loss of 4 holders — while 54 trimmed existing stakes and 56 added.

The largest buyer was First Trust Advisors, adding an estimated $10M. The largest seller was Delphi Financial Group, cutting an estimated $13.8M.

  • 154 institutional investors held PennyMac Mortgage Investment (PMT) as of Q3 2017, down from 158 in Q2 2017.
  • Funds reported $755M of PennyMac Mortgage Investment stock for Q3 2017, down 6.6% quarter-over-quarter.
  • 14 funds opened new PennyMac Mortgage Investment positions in Q3 2017 and 18 closed out, a net change of -4 holders.
  • The largest PennyMac Mortgage Investment buyer in Q3 2017 was First Trust Advisors, an estimated $10M added.
  • The largest PennyMac Mortgage Investment seller in Q3 2017 was Delphi Financial Group, an estimated $13.8M sold.

Based on aggregated 13F filings for Q3 2017.