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PMT

PennyMac Mortgage Investment
PMT

144 hedge funds and large institutions have $791M invested in PennyMac Mortgage Investment in 2017 Q1 according to their latest regulatory filings, with 24 funds opening new positions, 55 increasing their positions, 42 reducing their positions, and 28 closing their positions.

New
Increased
Maintained
Reduced
Closed

31% more repeat investments, than reductions

Existing positions increased: 55 | Existing positions reduced: 42

10% more capital invested

Capital invested by funds: $717M → $791M (+$73.7M)

0.95% more ownership

Funds ownership: 65.69% → 66.64% (+0.95%)

0% more funds holding in top 10

Funds holding in top 10: 3 → 3 (0)

7% less funds holding

Funds holding: 155 → 144 (-11)

14% less first-time investments, than exits

New positions opened: 24 | Existing positions closed: 28

57% less call options, than puts

Call options by funds: $888K | Put options by funds: $2.04M

Holders
144
Holders Change
-11
Holders Change %
-7.1%
% of All Funds
3.58%
Holding in Top 10
3
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.07%
New
24
Increased
55
Reduced
42
Closed
28
Calls
$888K
Puts
$2.04M
Net Calls
-$1.16M
Net Calls Change
-$454K

Top Buyers

Rank Fund Capital Flow
1
BlackRock
BlackRock
New York
+$102M
2
Goldman Sachs
Goldman Sachs
New York
+$13M
3
UBS Group
UBS Group
Switzerland
+$5.29M
4
SI
Sapience Investments
California
+$4.34M
5
AIU
Algebris Investments (UK)
United Kingdom
+$3.81M

Top Sellers

Rank Fund Capital Flow
1
Wells Fargo
Wells Fargo
California
-$9.77M
2
AllianceBernstein
AllianceBernstein
Tennessee
-$5.32M
3
Morgan Stanley
Morgan Stanley
New York
-$3.79M
4
YMRC
Yorktown Management & Research Company
Virginia
-$3.27M
5
GXMC
Global X Management Company
New York
-$2.8M
Name Holding Trade Value Shares
Change 		Change in
Stake
OAM
126
Oppenheimer Asset Management
New York
$33K +$31.7K +1,869 New
WC
127
Whitnell & Co
Illinois
$28K – – –
Group One Trading
128
Group One Trading
Illinois
$27K -$11.9K -700 -31%
PCM
129
Penserra Capital Management
California
$27K +$7.71K +455 +41%
ST
130
Smithfield Trust
Pennsylvania
$24K -$1.25K -74 -5%
BCM
131
Blume Capital Management
California
$18K – – –
WTC
132
WhitTier Trust Company
Nevada
$15K – – –
ASN
133
Advisory Services Network
Georgia
$13K +$12.6K +746 New
GWM
134
Geneos Wealth Management
Colorado
$9K -$6.78K -400 -43%
CG
135
Cutler Group
California
$8K +$8.39K +495 New
YWP
136
YorkBridge Wealth Partners
New York
$7K – – –
Fifth Third Bancorp
137
Fifth Third Bancorp
Ohio
$4K +$3.39K +200 New
PFSC
138
Peoples Financial Services Corp
Pennsylvania
$4K +$4.13K +244 New
AssetMark Inc
139
AssetMark Inc
California
$3K +$2.95K +174 New
FFW
140
Fusion Family Wealth
New York
$1K – – –
Loomis, Sayles & Company
141
Loomis, Sayles & Company
Massachusetts
$1K – – –
SEI Investments
142
SEI Investments
Pennsylvania
$1K – – –
TWA
143
TCI Wealth Advisors
Arizona
$1K – – –
YMRC
144
Yorktown Management & Research Company
Virginia
– -$3.27M -200,000 Closed
SC
145
Seawolf Capital
New York
– -$1.63M -99,765 Closed
CEP
146
Chicago Equity Partners
Illinois
– -$1.59M -97,050 Closed
PP
147
Paloma Partners
Connecticut
– -$1.09M -66,343 Closed
Squarepoint
148
Squarepoint
New York
– -$1.07M -65,586 Closed
Capital Fund Management (CFM)
149
Capital Fund Management (CFM)
France
– -$956K -58,400 Closed
CSS
150
Cubist Systematic Strategies
Connecticut
– -$550K -33,619 Closed
3 4 5
6
7

PMT Hedge Fund Activity: Q1 2017 in Review

144 of the 4,017 institutional investors tracked by Wall St. Rank reported a position in PennyMac Mortgage Investment (PMT) for Q1 2017, worth a combined $791M — up 10% from $717M a quarter earlier.

Sellers outnumbered buyers: 28 funds closed out of PMT and 24 opened new positions — a net loss of 4 holders — while 42 trimmed existing stakes and 55 added.

The largest buyer was BlackRock, adding an estimated $102M. The largest seller was Wells Fargo, cutting an estimated $9.77M.

  • 144 institutional investors held PennyMac Mortgage Investment (PMT) as of Q1 2017, down from 155 in Q4 2016.
  • Funds reported $791M of PennyMac Mortgage Investment stock for Q1 2017, up 10% quarter-over-quarter.
  • 24 funds opened new PennyMac Mortgage Investment positions in Q1 2017 and 28 closed out, a net change of -4 holders.
  • The largest PennyMac Mortgage Investment buyer in Q1 2017 was BlackRock, an estimated $102M added.
  • The largest PennyMac Mortgage Investment seller in Q1 2017 was Wells Fargo, an estimated $9.77M sold.

Based on aggregated 13F filings for Q1 2017.