|
301
|
First National Bank of Mount Dora
Mount Dora,
Florida
|
–
|
-$289K
|
-16,831
|
Closed
|
|
|
302
|
IFG Advisory
Atlanta,
Georgia
|
–
|
-$239K
|
-13,971
|
Closed
|
|
|
303
|
Nomura Holdings
Tokyo,
Japan
|
–
|
-$133K
|
-7,747
|
Closed
|
|
|
304
|
Safeguard Investment Advisory Group
Corona,
California
|
–
|
-$77K
|
-4,520
|
Closed
|
|
|
305
|
Advisory Services Network
Atlanta,
Georgia
|
–
|
-$35K
|
-2,020
|
Closed
|
|
|
306
|
Royal London Asset Management
United Kingdom
|
–
|
-$34K
|
-1,981
|
Closed
|
|
|
307
|
Acadian Asset Management
Boston,
Massachusetts
|
–
|
-$28K
|
-1,613
|
Closed
|
|
|
308
|
Perigon Wealth Management
San Francisco,
California
|
–
|
-$23K
|
-1,348
|
Closed
|
|
|
309
|
Ropes Wealth Advisors
Boston,
Massachusetts
|
–
|
-$15K
|
-900
|
Closed
|
|
|
310
|
Barnett & Company
Chattanooga,
Tennessee
|
–
|
-$10K
|
-628
|
Closed
|
|
|
311
|
Fortem Financial Group
Palm Desert,
California
|
–
|
-$10K
|
-579
|
Closed
|
|
|
312
|
M&R Capital Management
Summit,
New Jersey
|
–
|
-$7K
|
-410
|
Closed
|
|
|
313
|
Associated Banc-Corp
Green Bay,
Wisconsin
|
–
|
-$4K
|
-221
|
Closed
|
|
|
314
|
Harvest Group Wealth Management
Waltham,
Massachusetts
|
–
|
-$4K
|
-205
|
Closed
|
|
|
315
|
Concourse Financial Group Securities
Birmingham,
Alabama
|
–
|
-$3.97K
|
-200
|
Closed
|
|
|
316
|
Tradition Wealth Management
Edina,
Minnesota
|
–
|
-$3K
|
-190
|
Closed
|
|
|
317
|
Vantage Consulting Group
Virginia Beach,
Virginia
|
–
|
-$3K
|
-190
|
Closed
|
|
|
318
|
Pinnacle Wealth Planning Services
Mansfield,
Ohio
|
–
|
-$1K
|
-85
|
Closed
|
|
|
319
|
Capital Asset Advisory Services
Williamston,
Michigan
|
–
|
-$1K
|
-79
|
Closed
|
|
|
320
|
Freestone Capital Holdings
Seattle,
Washington
|
–
|
-$858
|
-50
|
Closed
|
|
|
321
|
Regent Peak Wealth Advisors
Atlanta,
Georgia
|
–
|
-$1K
|
-40
|
Closed
|
|
