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PIV

PWSHS S&P 500 HIGH QTY PORTF S&P HIGH QTY RKGS INDEX
PIV

Delisted

PIV was delisted on the 29th of February, 2012.

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Name Holding Trade Value Shares
Change 		Change in
Stake
SCM
51
Stonehearth Capital Management
Massachusetts
– -$1.06M -35,469 Closed
FAT
52
First American Trust
California
– -$867K -29,050 Closed
DAS
53
Dynamic Advisor Solutions
Arizona
– -$859K -28,799 Closed
Bank of New York Mellon
54
Bank of New York Mellon
New York
– -$811K -27,178 Closed
KA
55
Kovack Advisors
Florida
– -$800K -26,793 Closed
JWBC
56
J.W. Burns & Co
New York
– -$715K -23,964 Closed
AWM
57
Altium Wealth Management
New York
– -$705K -23,622 Closed
CCM
58
Compton Capital Management
Rhode Island
– -$672K -22,510 Closed
SWM
59
SeaCrest Wealth Management
New York
– -$645K -21,613 Closed
B
60
Bridgeworth
Alabama
– -$621K -21,227 Closed
CFD
61
Creative Financial Designs
Indiana
– -$558K -18,711 Closed
DBRC
62
D.B. Root & Company
Pennsylvania
– -$557K -18,665 Closed
SVCP
63
Silicon Valley Capital Partners
California
– -$555K -18,594 Closed
EAM
64
Evanson Asset Management
California
– -$545K -18,255 Closed
CF
65
Centaurus Financial
California
– -$541K -18,125 Closed
TRCT
66
Tower Research Capital (TRC)
New York
– -$534K -17,886 Closed
FA
67
FCG Advisors
New Jersey
– -$526K -17,636 Closed
AI
68
Atria Investments
North Carolina
– -$494K -16,546 Closed
HCP
69
Holt Capital Partners
Texas
– -$468K -15,700 Closed
JMPWA
70
JP Morgan Private Wealth Advisors
California
– -$466K -15,619 Closed
NFG
71
Next Financial Group
Texas
– -$461K -15,443 Closed
Citadel Advisors
72
Citadel Advisors
Florida
– -$411K -13,758 Closed
CS
73
Credit Suisse
Switzerland
– -$397K -13,306 Closed
NL
74
NVWM LLC
Pennsylvania
– -$377K -12,940 Closed
IA
75
IFP Advisors
Florida
– -$336K -11,027 Closed
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