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VanEck Preferred Securities ex Financials ETF

Name Holding Trade Value Shares
Change
Change in
Stake
Essex LLC
151
Essex LLC
Illinois
– -$250K -14,969 Closed
Cerity Partners
152
Cerity Partners
New York
– -$214K -12,126 Closed
Sowell Financial Services
153
Sowell Financial Services
Arkansas
– -$195K -11,026 Closed
Advisory Services Network
154
Advisory Services Network
Georgia
– -$146K -8,295 Closed
Advisors Asset Management
155
Advisors Asset Management
Colorado
– -$91.9K -5,204 Closed
Thompson Investment Management
156
Thompson Investment Management
Wisconsin
– -$13.2K -747 Closed
SignatureFD
157
SignatureFD
Georgia
– -$10.1K -575 Closed
Riggs Asset Management
158
Riggs Asset Management
Pennsylvania
– -$9.9K -560 Closed
Raleigh Capital Management
159
Raleigh Capital Management
North Carolina
– -$9K -510 Closed
Ameritas Advisory Services
160
Ameritas Advisory Services
Nebraska
– -$8.91K -505 Closed
Concourse Financial Group Securities
161
Concourse Financial Group Securities
Alabama
– -$2.51K -145 Closed
Syverson Strege & Co
162
Syverson Strege & Co
Iowa
– -$2.56K -145 Closed