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Principal Financial Group

Name Holding Trade Value Shares
Change
Change in
Stake
LIP
801
Lighthouse Investment Partners
Florida
– -$2.17M -25,122 Closed
PI
802
PEAK6 Investments
Illinois
– -$1.85M -21,380 Closed
GCM
803
Graham Capital Management
Connecticut
– -$1.77M -20,479 Closed
QIM
804
Quantitative Investment Management
Virginia
– -$1.51M -17,475 Closed
AC
805
AXQ Capital
New Jersey
– -$1.19M -13,787 Closed
LAS
806
Lloyd Advisory Services
Georgia
– -$955K -11,065 Closed
GCP
807
GSA Capital Partners
United Kingdom
– -$900K -10,428 Closed
MLICM
808
Metropolitan Life Insurance Company (MetLife)
New York
– -$763K -8,845 Closed
GDP
809
Great Diamond Partners
Maine
– -$578K -6,700 Closed
Simplex Trading
810
Simplex Trading
Illinois
– -$364K -4,477 Closed
QI
811
Qtron Investments
Massachusetts
– -$359K -4,154 Closed
RWA
812
Redhawk Wealth Advisors
Minnesota
– -$356K -4,125 Closed
FFM
813
Fullerton Fund Management
Singapore
– -$318K -3,689 Closed
HT
814
Headlands Technologies
Illinois
– -$315K -3,651 Closed
LOAMS
815
Lombard Odier Asset Management (Switzerland)
Switzerland
– -$279K -3,228 Closed
JWCA
816
J.W. Cole Advisors
Florida
– -$270K -3,126 Closed
VFA
817
Valeo Financial Advisors
Indiana
– -$249K -3,029 Closed
CIBC World Market
818
CIBC World Market
Ontario, Canada
– -$243K -2,811 Closed
MA
819
Mutual Advisors
Nebraska
– -$241K -2,795 Closed
LNC
820
Lincoln National Corp
Pennsylvania
– -$233K -2,703 Closed
ONB
821
Old National Bancorp
Indiana
– -$231K -2,676 Closed
CC
822
Commons Capital
Massachusetts
– -$227K -2,628 Closed
CGL
823
Clarius Group LLC
Washington
– -$226K -2,613 Closed
RSWM
824
Robertson Stephens Wealth Management
California
– -$221K -2,564 Closed
RFA
825
Resurgent Financial Advisors
Georgia
– -$219K -2,532 Closed