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Principal Financial Group

Name Holding Trade Value Shares
Change
Change in
Stake
AWM
701
Abound Wealth Management
Tennessee
$2.96K -$776 -10 -20%
RWM
702
Raffa Wealth Management
District of Columbia
$2.96K – – –
GWMI
703
Guardian Wealth Management (Illinois)
Illinois
$2.93K +$78 +1 +3%
VCM
704
Versant Capital Management
Arizona
$2.67K – – –
SWA
705
SOA Wealth Advisors
New York
$2.53K – – –
TFM
706
TFC Financial Management
Massachusetts
$2.32K – – –
AFG
707
Albion Financial Group
Utah
$2.31K +$2.48K +32 New
BWM
708
Baystate Wealth Management
Massachusetts
$2.18K +$2.33K +30 New
CWC
709
Carolinas Wealth Consulting
North Carolina
$1.96K – – –
GWSA
710
Global Wealth Strategies & Associates
Colorado
$1.44K – – –
WPA
711
West Paces Advisors
Georgia
$1.37K – – –
TAM
712
Tucker Asset Management
Colorado
$1.3K – – –
LFG
713
Larson Financial Group
Missouri
$1.25K +$388 +5 +42%
Kayne Anderson Rudnick Investment Management
714
Kayne Anderson Rudnick Investment Management
California
$1.08K – – –
BG
715
Bollard Group
Massachusetts
$1K – – –
NSIM
716
North Star Investment Management
Illinois
$865 – – –
CTWM
717
Cherry Tree Wealth Management
Minnesota
$577 – – –
PCTC
718
Perkins Coie Trust Company
Washington
$576 +$621 +8 New
TWP
719
TFO Wealth Partners
Ohio
$455 – – –
MHR
720
Matthew Hamilton Rosenberg
$432 – – –
JWM
721
Janiczek Wealth Management
Colorado
$289 – – –
AGWCA
722
Annis Gardner Whiting Capital Advisors
Florida
$73 +$78 +1 New
NW
723
NewEdge Wealth
Pennsylvania
– -$12.1M -159,029 Closed
BC
724
Brookfield Corp
Ontario, Canada
– -$10.9M -143,245 Closed
Connor, Clark & Lunn Investment Management (CC&L)
725
Connor, Clark & Lunn Investment Management (CC&L)
British Columbia, Canada
– -$6.35M -83,683 Closed