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Principal Financial Group

Name Holding Trade Value Shares
Change
Change in
Stake
LOAMS
701
Lombard Odier Asset Management (Switzerland)
Switzerland
– -$269K -3,720 Closed
FC
702
FORA Capital
Florida
– -$257K -3,550 Closed
FFN
703
Focus Financial Network
Minnesota
– -$256K -3,539 Closed
JCM
704
Jacobi Capital Management
Pennsylvania
– -$221K -3,056 Closed
TSS
705
Two Sigma Securities
New York
– -$209K -2,895 Closed
GIA
706
Gateway Investment Advisers
Ohio
– -$209K -2,893 Closed
SFG
707
SevenBridge Financial Group
Pennsylvania
– -$204K -2,819 Closed
Parallax Volatility Advisers
708
Parallax Volatility Advisers
California
– -$160K -2,217 Closed
NICM
709
Neo Ivy Capital Management
New York
– -$130K -1,793 Closed
SFO
710
Standard Family Office
South Dakota
– -$94K -1,300 Closed
PI
711
PineBridge Investments
New York
– -$89K -1,230 Closed
CA
712
Cornerstone Advisory
Maryland
– -$80K -1,100 Closed
ONST
713
Old North State Trust
North Carolina
– -$67K -922 Closed
FPWM
714
FSB Premier Wealth Management
Iowa
– -$63K -883 Closed
CBT
715
CoreFirst Bank & Trust
Kansas
– -$47K -655 Closed
MAM
716
Mystic Asset Management
Rhode Island
– -$35K -485 Closed
FFG
717
Ford Financial Group
California
– -$26K -365 Closed
LPWM
718
Lake Point Wealth Management
Texas
– -$24K -335 Closed
Optiver Holding
719
Optiver Holding
Netherlands
– -$21K -320 Closed
LFG
720
Leverty Financial Group
Wisconsin
– -$17K -247 Closed
CSWM
721
Cassady Schiller Wealth Management
Ohio
– -$16K -227 Closed
HFS
722
Horizon Financial Services
North Carolina
– -$12.7K -176 Closed
RPCONE
723
Retirement Planning Company of New England
Rhode Island
– -$11K -165 Closed
RIA
724
Richwood Investment Advisors
Ohio
– -$12K -162 Closed
DAM
725
Delta Asset Management
Tennessee
– -$11K -151 Closed