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Principal Financial Group

Name Holding Trade Value Shares
Change
Change in
Stake
IF
601
Ironwood Financial
Arizona
$6K – – –
JWA
602
JFS Wealth Advisors
Pennsylvania
$6K – – –
MPWT
603
MassMutual Private Wealth & Trust
Connecticut
$6K – – –
ME
604
McIlrath & Eck
Washington
$5K – – –
POIA
605
Pin Oak Investment Advisors
Texas
$5K +$5.01K +78 New
AssetMark Inc
606
AssetMark Inc
California
$4K -$3.8M -59,115 -100%
PPWM
607
PFG Private Wealth Management
Florida
$4K +$3.6K +56 New
DFCM
608
Dark Forest Capital Management
Puerto Rico
$4K +$3.72K +58 New
SWA
609
SOA Wealth Advisors
New York
$3K -$64 -1 -2%
RA
610
Resolute Advisors
California
$3K – – –
VCM
611
Versant Capital Management
Arizona
$3K – – –
JWM
612
Janiczek Wealth Management
Colorado
$3K +$2.83K +44 New
RWM
613
Raffa Wealth Management
District of Columbia
$2.64K – – –
PSB
614
Piscataqua Savings Bank
New Hampshire
$2K – – –
SN
615
Sittner & Nelson
Oregon
$2K – – –
TFM
616
TFC Financial Management
Massachusetts
$2K – – –
HDIM
617
Hanson & Doremus Investment Management
Vermont
$2K +$2.25K +35 New
TAM
618
Tucker Asset Management
Colorado
$1.21K – – –
BWM
619
Baystate Wealth Management
Massachusetts
$1K – – –
CWC
620
Carolinas Wealth Consulting
North Carolina
$1K – – –
EW
621
Evoke Wealth
California
$1K – – –
WA
622
WestEnd Advisors
North Carolina
$193 – – –
Two Sigma Investments
623
Two Sigma Investments
New York
– -$20.8M -329,162 Closed
Two Sigma Advisers
624
Two Sigma Advisers
New York
– -$12.6M -199,300 Closed
ZP
625
Zimmer Partners
New York
– -$11.1M -175,000 Closed