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Principal Financial Group

Name Holding Trade Value Shares
Change
Change in
Stake
ARTA
601
A.R.T. Advisors
New York
-$234K -5,635 Closed
PCMC
602
Paragon Capital Management (Colorado)
Colorado
-$217K -5,228 Closed
V
603
Veritable
Delaware
-$215K -5,178 Closed
CBT
604
Capital Bank & Trust
California
-$203K -4,876 Closed
SCA
605
Stonebridge Capital Advisors
Minnesota
-$189K -4,555 Closed
TFA
606
Transamerica Financial Advisors
Florida
-$190K -4,551 Closed
CFG
607
Citizens Financial Group
Rhode Island
-$173K -4,171 Closed
Parallax Volatility Advisers
608
Parallax Volatility Advisers
California
-$94.1K -2,208 Closed
RIM
609
Rampart Investment Management
Connecticut
-$81K -1,949 Closed
MIFH
610
Migdal Insurance & Financial Holdings
Israel
-$80K -1,932 Closed
OPS
611
Orion Portfolio Solutions
Nebraska
-$79K -1,900 Closed
PCG
612
Private Capital Group
Connecticut
-$37.7K -885 -99%
RAM
613
Riggs Asset Management
Pennsylvania
-$28K -693 Closed
OCM
614
Ovata Capital Management
Hong Kong
-$20K -480 Closed
BL
615
Balentine LLC
Georgia
-$17K -400 Closed
KPW
616
Kore Private Wealth
New York
-$13K -319 Closed
TC
617
Truvestments Capital
Florida
-$9K -235 Closed
BFIM
618
Beese Fulmer Investment Management
Ohio
-$8K -200 Closed
FDCDDQ
619
Federation des caisses Desjardins du Quebec
Quebec, Canada
-$8.31K -200 Closed
FPB
620
First PREMIER Bank
South Dakota
-$5K -125 Closed
PIMG
621
Patriot Investment Management Group
Tennessee
-$4.24K -102 Closed
SC
622
Steph & Co
Wisconsin
-$4K -100 Closed
Bank Julius Baer & Co
623
Bank Julius Baer & Co
Switzerland
-$1K -27 Closed
RMC
624
Resources Management Corp
Connecticut
-$1K -25 Closed