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Principal Financial Group

Name Holding Trade Value Shares
Change
Change in
Stake
GWMIA
601
Global Wealth Management Investment Advisory
Florida
$2K – – –
SWP
602
Strategic Wealth Partners
Ohio
$2K +$2.75K +50 New
BWM
603
Baystate Wealth Management
Massachusetts
$1K – – –
WCM
604
Wealthcare Capital Management
Virginia
$1K – – –
FPFS
605
First Personal Financial Services
North Carolina
$1K +$827 +15 New
W
606
WealthStone
Ohio
$579 +$551 +10 New
MSE
607
MUFG Securities EMEA
United Kingdom
– -$4.4M -87,600 Closed
KC
608
Kepos Capital
New York
– -$4.04M -80,507 Closed
ECM
609
Element Capital Management
New York
– -$1.57M -31,375 Closed
QC
610
Quadrature Capital
United Kingdom
– -$1.18M -23,596 Closed
NICM
611
Neo Ivy Capital Management
New York
– -$932K -18,577 Closed
Qube Research & Technologies (QRT)
612
Qube Research & Technologies (QRT)
United Kingdom
– -$791K -15,758 Closed
TCM
613
Teza Capital Management
Illinois
– -$752K -14,980 Closed
SIM
614
Sentry Investment Management
Wisconsin
– -$712K -14,181 Closed
OI
615
Oakbrook Investments
Illinois
– -$678K -13,510 Closed
FAM
616
Formidable Asset Management
Ohio
– -$331K -9,400 Closed
I
617
IberiaBank
Louisiana
– -$327K -6,512 Closed
GCA
618
Gideon Capital Advisors
New York
– -$258K -5,133 Closed
SM
619
Sciencast Management
New Jersey
– -$235K -4,500 Closed
IPW
620
Inlet Private Wealth
Florida
– -$221K -4,400 Closed
American Century Companies
621
American Century Companies
Missouri
– -$214K -4,260 Closed
CC
622
Cipher Capital
New York
– -$212K -4,234 Closed
BAM
623
Blueshift Asset Management
New Jersey
– -$202K -4,020 Closed
JFL
624
Jarislowsky, Fraser Ltd
Quebec, Canada
– -$200K -4,000 Closed
WAM
625
Wealthspire Advisors (Maryland)
Maryland
– -$153K -3,057 Closed