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Principal Financial Group
PFG

Name Holding Trade Value Shares
Change 		Change in
Stake
DOA
351
D'Orazio & Associates
Virginia
$105K – – –
GIS
352
Guardian Investor Services
New York
$102K -$5.49K -105 -5%
VFA
353
Virtus Fund Advisers
Connecticut
$100K -$128K -2,442 -56%
CAM
354
ClariVest Asset Management
California
$95K – – –
CTC
355
Central Trust Company
Missouri
$94K +$4.18K +80 +5%
WAM
356
Wolverine Asset Management
Illinois
$94K +$94.2K +1,800 New
PTC
357
Private Trust Company
Ohio
$88K – – –
GLI
358
Guardian Life Insurance
New York
$82K +$575 +11 +0.7%
PI
359
PineBridge Investments
New York
$75K -$2.31M -44,116 -97%
VNB
360
Valley National Bancorp
New York
$72K – – –
IMS
361
Index Management Solutions
Pennsylvania
$72K +$11.1K +212 +18%
1IC
362
1919 Investment Counsel
Maryland
$70K – – –
JFGIW
363
Johnson Financial Group Inc (Wisconsin)
Wisconsin
$70K – – –
SAMC
364
Shinko Asset Management Company
Japan
$63K -$5.23K -100 -8%
IC
365
IKOS CIF
Cyprus
$61K +$58.9K +1,125 +2,961%
MAM
366
Mizuho Asset Management
Japan
$60K +$26.8K +513 +81%
NFG
367
Next Financial Group
Texas
$60K +$59.4K +1,135 New
NES
368
New England Securities
New York
$47K +$46.6K +890 New
HHMI
369
Howard Hughes Medical Institute
Maryland
$45K +$45.4K +867 New
FHA
370
First Horizon Advisors
Tennessee
$42K – – –
MFS
371
MSI Financial Services
Massachusetts
$40K -$15.2K -290 -27%
DAM
372
Delta Asset Management
Tennessee
$39K – – –
NCM
373
Nelson Capital Management
California
$39K – – –
TWA
374
TCI Wealth Advisors
Arizona
$37K – – –
RAM
375
Riggs Asset Management
Pennsylvania
$36K +$36.3K +693 New
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15
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