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Principal Financial Group

Name Holding Trade Value Shares
Change
Change in
Stake
PAM
251
Panagora Asset Management
Massachusetts
$732K – – –
LPL Financial
252
LPL Financial
California
$715K -$125K -2,410 -15%
SIM
253
Sentry Investment Management
Wisconsin
$663K – – –
CAM
254
Carret Asset Management
New York
$662K -$72.8K -1,404 -10%
TFA
255
Transamerica Financial Advisors
Florida
$637K +$635K +12,252 New
V
256
Veritable
Delaware
$633K +$25.6K +493 +4%
Stifel Financial
257
Stifel Financial
Missouri
$626K +$221K +4,264 +55%
CG
258
Clinton Group
New York
$616K +$163K +3,143 +36%
HIC
259
Holderness Investments Company
North Carolina
$611K +$610K +11,766 New
Walleye Trading
260
Walleye Trading
New York
$604K +$603K +11,630 New
DL
261
Delta Lloyd
Netherlands
$603K – – –
Tudor Investment Corp
262
Tudor Investment Corp
Connecticut
$587K +$586K +11,311 New
BA
263
BlackRock Advisors
Delaware
$586K +$24.3K +469 +4%
Toronto Dominion Bank
264
Toronto Dominion Bank
Ontario, Canada
$585K +$317K +6,108 +118%
Parallax Volatility Advisers
265
Parallax Volatility Advisers
California
$584K +$583K +11,250 New
CK
266
Carnick & Kubik
Colorado
$564K +$7.78K +150 +1%
CIM
267
Calvert Investment Management
Maryland
$562K +$41.2K +794 +8%
JG
268
Jefferies Group
New York
$558K +$134K +2,579 +32%
TFA
269
Toth Financial Advisory
Virginia
$556K +$52 +1 +0%
OMCS
270
Old Mutual Customised Solutions
South Africa
$551K +$20.7K +400 +4%
CHAM
271
Clear Harbor Asset Management
Connecticut
$542K – – –
HighTower Advisors
272
HighTower Advisors
Illinois
$535K +$66.2K +1,278 +14%
S
273
SignatureFD
Georgia
$528K +$45.1K +871 +9%
FHC
274
First Houston Capital
Texas
$525K +$57K +1,100 +12%
CS
275
Candriam SCA
Luxembourg
$521K +$520K +10,023 New