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iShares Preferred and Income Securities ETF

Name Holding Trade Value Shares
Change
Change in
Stake
CHAM
826
Clear Harbor Asset Management
Connecticut
$4.32K +$4.29K +115 New
LF
827
Lee Financial
Texas
$4K
LDFR
828
Lehman & Derafelo Financial Resources
Pennsylvania
$4K
KFS
829
Kelly Financial Services
Massachusetts
$3.38K
GCM
830
Gables Capital Management
Florida
$3K
HFS
831
HBC Financial Services
Washington
$3K +$2.76K +74 New
IRC
832
Investors Research Corp
Georgia
$3K +$2.76K +74 New
SFA
833
Semmax Financial Advisors
North Carolina
$2K
LPWM
834
Lake Point Wealth Management
Texas
$2K +$1.86K +50 New
AIS
835
Accurate Investment Solutions
Pennsylvania
$2K +$1.94K +52 New
WCA
836
Windsor Creek Advisors
Vermont
$1.13K +$1.12M +30,000 New
PGAM
837
Princeton Global Asset Management
New Jersey
$790 +$134K +3,590 +21%
PL
838
Protective Life
Alabama
-$31.7M -845,415 Closed
FIA
839
Foundations Investment Advisors
Arizona
-$26.2M -702,783 Closed
Marshall Wace
840
Marshall Wace
United Kingdom
-$6.68M -178,056 Closed
AL
841
Aspiriant LLC
California
-$4.96M -132,275 Closed
Parallax Volatility Advisers
842
Parallax Volatility Advisers
California
-$4.18M -111,484 Closed
WAM
843
Wolverine Asset Management
Illinois
-$2.18M -58,110 Closed
QAM
844
Q3 Asset Management
Michigan
-$1.59M -42,367 Closed
NGA
845
Naples Global Advisors
Florida
-$1.43M -38,131 Closed
M&T Bank
846
M&T Bank
New York
-$1.14M -30,231 Closed
Verition Fund Management
847
Verition Fund Management
Connecticut
-$1.07M -28,598 Closed
AAA
848
Adams Asset Advisors
Texas
-$819K -21,838 Closed
EWM
849
Empirical Wealth Management
Washington
-$772K -20,575 Closed
N
850
Natixis
France
-$587K -15,651 Closed