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iShares Preferred and Income Securities ETF
PFF

Name Holding Trade Value Shares
Change 		Change in
Stake
KFS
801
Kelly Financial Services
Massachusetts
$3.12K – – –
GWMIA
802
Global Wealth Management Investment Advisory
Florida
$3K – – –
HFS
803
HBC Financial Services
Washington
$3K – – –
IRC
804
Investors Research Corp
Georgia
$3K – – –
LF
805
Lee Financial
Texas
$3K – – –
SFA
806
Semmax Financial Advisors
North Carolina
$2K – – –
WIM
807
Westside Investment Management
California
$97 -$192K -5,642 -67%
OAC
808
OMERS Administration Corp
Ontario, Canada
– -$76.3M -2,395,148 Closed
AWM
809
Affinity Wealth Management
Delaware
– -$45.7M -1,346,722 Closed
AC
810
Athanor Capital
New York
– -$33.8M -1,060,318 Closed
DF
811
Donoghue Forlines
Massachusetts
– -$14.8M -464,793 Closed
PMAM
812
Penn Mutual Asset Management
Pennsylvania
– -$10.4M -326,000 Closed
SAG
813
Spotlight Asset Group
Illinois
– -$4.57M -143,473 Closed
AWM
814
Altus Wealth Management
Kentucky
– -$4.03M -126,449 Closed
FP
815
Fiduciary Planning
Florida
– -$3.42M -107,369 Closed
CS
816
Comerica Securities
Michigan
– -$3.1M -97,202 Closed
MA
817
MYDA Advisors
New York
– -$3.09M -97,000 Closed
PP
818
PagnatoKarp Partners
Virginia
– -$2.84M -89,310 Closed
FM
819
Forward Management
California
– -$2.55M -80,100 Closed
UCMOK
820
United Capital Management of KS
Kansas
– -$2.05M -64,283 Closed
UAS
821
United Asset Strategies
New York
– -$1.98M -62,283 Closed
MD
822
Money Design
Japan
– -$1.75M -55,002 Closed
WAM
823
Weiss Asset Management
Massachusetts
– -$1.45M -45,644 Closed
HT
824
HAP Trading
New York
– -$1.52M -44,479 Closed
CS
825
Credit Suisse
Switzerland
– -$1.4M -44,102 Closed
31 32
33
34 35