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iShares Preferred and Income Securities ETF

Name Holding Trade Value Shares
Change
Change in
Stake
BFA
351
Beaumont Financial Advisors
Massachusetts
– -$21.2M -540,808 Closed
BMM
352
Buffington Mohr McNeal
Idaho
– -$7.56M -192,470 Closed
AWA
353
AmeriServ Wealth Advisors
Pennsylvania
– -$5.7M -145,173 Closed
QA
354
Quantitative Advantage
Minnesota
– -$5.35M -136,169 Closed
WI
355
WBI Investments
New Jersey
– -$4.48M -114,075 Closed
ECM
356
ETrade Capital Management
Virginia
– -$3.77M -96,002 Closed
CCMG
357
Clark Capital Management Group
Pennsylvania
– -$2.87M -73,060 Closed
NEIRG
358
New England Investment & Retirement Group
Massachusetts
– -$2.34M -59,603 Closed
WA
359
WESPAC Advisors
California
– -$810K -20,610 Closed
CGT
360
Capital Guardian Trust
California
– -$776K -19,750 Closed
RMA
361
Roffman Miller Associates
Pennsylvania
– -$544K -13,857 Closed
SNBOSD
362
Security National Bank of So Dak
Iowa
– -$471K -12,000 Closed
LWA
363
Lenox Wealth Advisors
New York
– -$446K -11,350 Closed
EC
364
Estate Counselors
Wisconsin
– -$435K -11,100 Closed
TFA
365
Transamerica Financial Advisors
Florida
– -$361K -9,187 Closed
SBCM
366
Silver Bridge Capital Management
Massachusetts
– -$360K -9,166 Closed
CAM
367
Carret Asset Management
New York
– -$333K -8,480 Closed
PFM
368
Parsec Financial Management
North Carolina
– -$328K -8,345 Closed
PA
369
Pinnacle Associates
New York
– -$272K -6,915 Closed
LWM
370
Lyons Wealth Management
Florida
– -$262K -6,663 Closed
CA
371
Commerzbank Aktiengesellschaft
Germany
– -$261K -6,650 Closed
Fidelity Investments
372
Fidelity Investments
Massachusetts
– -$255K -6,495 Closed
FWCM
373
Ferguson Wellman Capital Management
Oregon
– -$250K -6,360 Closed
AIP
374
Ameritas Investment Partners
Nebraska
– -$248K -6,320 Closed
AWMS
375
Advocacy Wealth Management Services
Georgia
– -$236K -6,000 Closed