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PEP

Name Holding Trade Value Shares
Change 		Change in
Stake
RWG
2451
Regal Wealth Group
California
$14K – – –
RFWA
2452
RPg Family Wealth Advisory
Massachusetts
$13.9K – – –
AI
2453
ArchPoint Investors
Florida
$12K -$40.5K -300 -75%
RIA
2454
RPG Investment Advisory
California
$12K -$27K -200 -67%
BCM
2455
Bourgeon Capital Management
Connecticut
$12K – – –
IRAG
2456
Investment Research & Advisory Group
Georgia
$12K – – –
MWA
2457
Moser Wealth Advisors
Washington
$12K – – –
TJHA
2458
Thomas J. Herzfeld Advisors
Florida
$10K – – –
CAGAS
2459
Capital Advisory Group Advisory Services
Minnesota
$10K +$10.3K +76 New
EWA
2460
Evolution Wealth Advisors
Florida
$8K -$18.2K -135 -68%
BC
2461
Barnett & Company
Tennessee
$8K – – –
SGAM
2462
Smith Group Asset Management
Texas
$8K – – –
CIAS
2463
CBIZ Investment Advisory Services
Ohio
$7K – – –
AW
2464
Avion Wealth
Texas
$7K +$8.11K +60 New
PC
2465
Permanens Capital
New York
$5K -$30.4K -225 -84%
SC
2466
Stralem & Co
New York
$5K +$6.08K +45 New
LWA
2467
Lowe Wealth Advisors
Maryland
$3K – – –
WAMC
2468
Western Asset Management Company
California
$3K +$2.57K +19 New
HIM
2469
Hillsdale Investment Management
Ontario, Canada
$2K -$83.8K -620 -97%
IF
2470
Ironwood Financial
Arizona
$2K – – –
PCFFS
2471
Pacific Center for Financial Services
California
$2K – – –
UFF
2472
USA Financial Formulas
Michigan
$1K -$4.33K -32 -80%
CAM
2473
ClariVest Asset Management
California
$1K +$946 +7 New
WIM
2474
Westside Investment Management
California
$315 +$355K +2,625 New
EPFB
2475
Employees Provident Fund Board
Malaysia
– -$36.5M -266,950 Closed
97 98
99
100 101