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PEP

Name Holding Trade Value Shares
Change 		Change in
Stake
RFWA
2451
RPg Family Wealth Advisory
Massachusetts
$13.9K – – –
AI
2452
ArchPoint Investors
Florida
$12K -$40.5K -300 -75%
RIA
2453
RPG Investment Advisory
California
$12K -$27K -200 -67%
BCM
2454
Bourgeon Capital Management
Connecticut
$12K – – –
IRAG
2455
Investment Research & Advisory Group
Georgia
$12K – – –
MWA
2456
Moser Wealth Advisors
Washington
$12K – – –
TJHA
2457
Thomas J. Herzfeld Advisors
Florida
$10K – – –
CAGAS
2458
Capital Advisory Group Advisory Services
Minnesota
$10K +$10.3K +76 New
EWA
2459
Evolution Wealth Advisors
Florida
$8K -$18.2K -135 -68%
BC
2460
Barnett & Company
Tennessee
$8K – – –
SGAM
2461
Smith Group Asset Management
Texas
$8K – – –
CIAS
2462
CBIZ Investment Advisory Services
Ohio
$7K – – –
AW
2463
Avion Wealth
Texas
$7K +$8.11K +60 New
PC
2464
Permanens Capital
New York
$5K -$30.4K -225 -84%
SC
2465
Stralem & Co
New York
$5K +$6.08K +45 New
LWA
2466
Lowe Wealth Advisors
Maryland
$3K – – –
WAMC
2467
Western Asset Management Company
California
$3K +$2.57K +19 New
HIM
2468
Hillsdale Investment Management
Ontario, Canada
$2K -$83.8K -620 -97%
IF
2469
Ironwood Financial
Arizona
$2K – – –
PCFFS
2470
Pacific Center for Financial Services
California
$2K – – –
UFF
2471
USA Financial Formulas
Michigan
$1K -$4.33K -32 -80%
CAM
2472
ClariVest Asset Management
California
$1K +$946 +7 New
WIM
2473
Westside Investment Management
California
$315 +$355K +2,625 New
EPFB
2474
Employees Provident Fund Board
Malaysia
– -$36.5M -266,950 Closed
VCM
2475
Voleon Capital Management
California
– -$32.5M -238,000 Closed
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99
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