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PEP

Name Holding Trade Value Shares
Change 		Change in
Stake
RWG
2276
Regal Wealth Group
California
$14K – – –
LYV
2277
Live Your Vision
Pennsylvania
$13K – – –
OAJ
2278
Ogorek Anthony Joseph
New York
$11K -$10.4K -91 -50%
TJHA
2279
Thomas J. Herzfeld Advisors
Florida
$9K -$1.82K -16 -18%
BEI
2280
Benjamin Edwards Inc
Missouri
$9K +$7.98K +70 New
MIM
2281
Macroview Investment Management
Maryland
$7K – – –
JIR
2282
James Investment Research
Ohio
$7K +$6.61K +58 New
IDBONY
2283
Israel Discount Bank of New York
New York
$6K – – –
NL
2284
NVWM LLC
Pennsylvania
$6K – – –
CAGAS
2285
Capital Advisory Group Advisory Services
Minnesota
$5K – – –
HCC
2286
Hirtle Callaghan & Co
Pennsylvania
$5K +$4.67K +41 New
PC
2287
Permanens Capital
New York
$5K +$5.01K +44 New
TAIM
2288
TD Ameritrade Investment Management
Nebraska
$4K -$20.1K -176 -85%
HIM
2289
Hillsdale Investment Management
Ontario, Canada
$4K +$570 +5 +20%
LWA
2290
Lowe Wealth Advisors
Maryland
$3K – – –
SGAM
2291
Smith Group Asset Management
Texas
$3K – – –
PCFFS
2292
Pacific Center for Financial Services
California
$2K -$2.73K -24 -59%
DPA
2293
Delphi Private Advisors
California
$2K – – –
HH
2294
HWG Holdings
Texas
$2K – – –
IF
2295
Ironwood Financial
Arizona
$2K – – –
WAS
2296
WESPAC Advisors SoCal
California
$1K -$18.2K -160 -94%
CIM
2297
Contravisory Investment Management
Massachusetts
$1K – – –
IAS
2298
INR Advisory Services
Pennsylvania
$1K – – –
JPLA
2299
Joseph P. Lucia & Associates
New York
$122 +$114 +1 New
H
2300
Hexavest
Quebec, Canada
– -$90.4M -817,930 Closed
90 91
92
93 94