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PEP

Name Holding Trade Value Shares
Change 		Change in
Stake
CWM
1751
Catamount Wealth Management
Connecticut
$46K +$46.6K +486 New
CHP
1752
Cable Hill Partners
Oregon
$44K +$44.6K +465 New
TRCT
1753
Tower Research Capital (TRC)
New York
$43K -$1.15M -12,031 -96%
MUMSS
1754
Mitsubishi UFJ Morgan Stanley Securities
Japan
$41K – – –
KPCM
1755
Kings Point Capital Management
New York
$41K +$20.2K +211 +94%
WCM
1756
Westend Capital Management
California
$40K +$40.3K +420 New
CCM
1757
Catapult Capital Management
New York
$39K -$12.8M -133,254 -100%
NHFG
1758
New Harbor Financial Group
Massachusetts
$38K +$38.4K +400 New
PWM
1759
ParenteBeard Wealth Management
Pennsylvania
$37.8K -$3.47M -36,176 -91%
BRWM
1760
B. Riley Wealth Management
Tennessee
$35K -$19.2K -200 -35%
PO
1761
Private Ocean
California
$34K – – –
MDCM
1762
Morgan Dempsey Capital Management
Wisconsin
$32K -$13.4K -140 -29%
CFA
1763
Camarda Financial Advisors
Florida
$30K +$30.2K +315 New
AII
1764
AGF Investments Inc
Ontario, Canada
$28K – – –
BBPWM
1765
Blue Bell Private Wealth Management
Pennsylvania
$28K – – –
WA
1766
WealthTrust-Arizona
Arizona
$28K – – –
KCM
1767
Karp Capital Management
California
$25K +$24.9K +260 New
IRS
1768
Invictus RG (Singapore)
Singapore
$23K +$14.3K +149 +152%
GXMC
1769
Global X Management Company
New York
$22K +$4.79K +50 +28%
AA
1770
Apriem Advisors
California
$21K -$2.4K -25 -10%
FWM
1771
Focused Wealth Management
New York
$19K – – –
NG
1772
NatWest Group
United Kingdom
$15.4K -$781K -8,141 -5%
LWM
1773
Lenox Wealth Management
Ohio
$15K – – –
BKBG
1774
BHF Kleinwort Benson Group
Belgium
$14K -$112K -1,165 -89%
PFG
1775
Pacific Financial Group
Washington
$13K +$12.9K +135 New
69 70
71
72 73