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PEP

Name Holding Trade Value Shares
Change 		Change in
Stake
CH
1701
Canton Hathaway
Rhode Island
$979K +$29.7K +225 +3%
FSA
1702
Franklin Street Advisors
North Carolina
$978K -$79.6K -604 -8%
QCIG
1703
Quad-Cities Investment Group
Iowa
$973K +$4.75K +36 +0.5%
NIM
1704
NuWave Investment Management
New Jersey
$973K +$795K +6,031 +460%
KFA
1705
Kelleher Financial Advisors
New York
$971K -$5.67K -43 -0.6%
FAIM
1706
Financial Advocates Investment Management
Washington
$970K +$42.4K +322 +5%
DRD
1707
Dennis R. Delaney
$969K -$59.3K -450 -6%
TCBWMS
1708
Texas Capital Bank Wealth Management Services
Texas
$966K -$97K -736 -9%
PFGIA
1709
Patriot Financial Group Insurance Agency
Massachusetts
$965K -$13.6K -103 -1%
CIAS
1710
Capital Investment Advisory Services
North Carolina
$964K -$25.4K -193 -3%
AIC
1711
Archer Investment Corporation
Indiana
$964K -$47.9K -363 -5%
CWM
1712
Cornerstone Wealth Management
Missouri
$961K +$14.1K +107 +1%
FC
1713
Fayerweather Charles
$960K -$9.89K -75 -1%
GWAG
1714
Garrett Wealth Advisory Group
Texas
$955K -$7.78K -59 -0.8%
RBFC
1715
Roman Butler Fullerton & Co
Missouri
$951K +$2.64K +20 +0.3%
FL
1716
Fort LP
Maryland
$947K -$1.63M -12,376 -63%
SG
1717
Somerset Group
Minnesota
$942K – – –
GCM
1718
Gables Capital Management
Florida
$933K -$46.9K -356 -5%
SHWM
1719
Silicon Hills Wealth Management
Texas
$933K – – –
PWM
1720
Perigon Wealth Management
California
$933K +$3.43K +26 +0.4%
PIA
1721
Perennial Investment Advisors
California
$931K -$6.46K -49 -0.7%
WIP
1722
Wellesley Investment Partners
Massachusetts
$928K -$138K -1,047 -13%
SKK
1723
Shepherd Kaplan Krochuk
Massachusetts
$926K – – –
CSUI
1724
Cincinnati Specialty Underwriters Insurance
Ohio
$926K +$923K +7,000 New
ALAM
1725
Asahi Life Asset Management
Japan
$924K -$256K -1,940 -22%
67 68
69
70 71