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PEP

Name Holding Trade Value Shares
Change 		Change in
Stake
TCM
1626
Tributary Capital Management
Nebraska
$68K +$65.6K +760 New
CFG
1627
CKW Financial Group
Hawaii
$65K – – –
HF
1628
Hoxton Financial
West Virginia
$65K – – –
FM
1629
Forward Management
California
$63K – – –
PFG
1630
Piershale Financial Group
Illinois
$61K +$173 +2 +0.3%
FI
1631
FCM Investments
Texas
$54K – – –
DOA
1632
D'Orazio & Associates
Virginia
$52K – – –
BRWM
1633
B. Riley Wealth Management
Tennessee
$51K +$7.77K +90 +19%
MUMSS
1634
Mitsubishi UFJ Morgan Stanley Securities
Japan
$47K +$45.8K +530 New
AP
1635
Atwood & Palmer
Missouri
$45K -$1.06M -12,265 -96%
WCMN
1636
Westchester Capital Management (Nebraska)
Nebraska
$45K – – –
TDC
1637
Thompson Davis & Co
Virginia
$45K +$39.6K +459 +1,067%
EWM
1638
Elite Wealth Management
Washington
$40K -$5.27K -61 -12%
JAM
1639
JCIC Asset Management
Ontario, Canada
$36K +$34.5K +400 New
WAS
1640
Winch Advisory Services
Wisconsin
$33K +$259 +3 +0.8%
PO
1641
Private Ocean
California
$32K -$140K -1,622 -82%
MDCM
1642
Morgan Dempsey Capital Management
Wisconsin
$31K – – –
MAS
1643
Madden Advisory Services
Florida
$29K +$173 +2 +0.6%
WA
1644
WealthTrust-Arizona
Arizona
$27K -$8.63K -100 -25%
AII
1645
AGF Investments Inc
Ontario, Canada
$27K – – –
BBPWM
1646
Blue Bell Private Wealth Management
Pennsylvania
$27K – – –
PR
1647
Payden & Rygel
California
$27K – – –
GXMC
1648
Global X Management Company
New York
$21K – – –
KPCM
1649
Kings Point Capital Management
New York
$20K +$19.4K +225 New
NIM
1650
NuWave Investment Management
New Jersey
$19K +$14.5K +168 +410%
64 65
66
67 68